- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of BSA/AML models, including (but not limited to) Transaction Monitoring, Customer Risk Scoring, and OFAC/Sanctions Screening systems, as well as fraud models. ... + BSA/AML and fraud models, regulatory requirements, including the Bank Secrecy Act, US PATRIOT Act, and OFAC. +...Secrecy Act, US PATRIOT Act, and OFAC. + Model Risk Management regulatory guidance SR 11-7 and OCC 2011/12.… more
- Citigroup (Miami, FL)
- …corporate, and regulatory procedures to ensure the safety and security of customer and bank assets + Appropriately assess risk when business decisions are made, ... resolve account service issues + Execute financial transactions in accordance with bank policies and procedures + Refer opportunities to segment partners where… more
- First Horizon Bank (Tampa, FL)
- …networks and other third-party providers. * Ensure all products adhere to relevant risk controls, regulations, and laws. * Work closely with key internal partners ... with capital and counsel. Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern US The Company and its… more
- Truist (Lakeland, FL)
- …Operations partners. Partner with the area operations officer to ensure compliance with bank procedures, internal controls, risk management and the Truist Code ... communities. Ensuring compliance with internal controls, operational procedures and risk management policies. Management of human capital including interviewing,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …preparation and approval of Loan Reviews for certain Corporate Loans + Recommends risk rating upgrades and downgrades of Corporate Loans + Manages the Loan Review ... to electronic imaging of credit/collateral files. + Works closely with Credit Risk Executive and Corporate Banking Executive to administer all aspects of existing… more
- Regions Bank (Tampa, FL)
- …Specialist assists in the coordinated delivery of a broad range of bank products and services (trust, insurance, deposits, credit, mortgage, investment, etc.) to ... overdrafts, new account setup and monitoring of various first line of defense risk activities o Supports sales efforts by assisting with information for scheduling… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and performance metrics + Expert knowledge of mortgage products + Risk management and compliance frameworks within financial services + Organizational policies, ... procedures, and systems related to mortgage operations + Competitor offerings and market trends in mortgage and real estate finance + Established organizational policies, strategies, and procedures for PCB product offering **Skill in** + Leading, coaching, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Works with full competence to identify assumptions in order to manage risk , assess the success with measurable evaluation criteria, and evaluate alignment of ... requirements with solution scope to support value delivery. Typically works without supervision and may provide technical guidance. Works with full competence to orient work in a workflow to plan, organize, and execute the steps it takes to achieve a goal to… more
- UMB Bank (Tallahassee, FL)
- …to increase efficiency and effectiveness. It is a foundational aspect of the risk management and operational control structure of the Line of Business. The role ... time:** + Administer Policy, Process and Procedure management program for the Commercial Bank . + Lead efforts on the buildout of the process and procedure… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …monitors, reviews, evaluates and leads the work of associates operating in lower risk areas of the firm. . Coaches and mentors subordinates, identifies training ... needs and recommends development programs. . Assists in preparing and presenting operational budgets for a single functional area. . Assists in gathering review and audit items. . Assists in responding to Internal Audit. . Interprets and applies organizational… more