- Raymond James Financial, Inc. (St. Petersburg, FL)
- …associated with Capital Markets activities, ensuring adherence to SEC, FINRA, FRB Bank Holding Company, and state securities regulations. + Engage with senior ... leaders, providing compliance guidance to support decision-making and operational risk management. + Maintain expertise in securities underwriting, private… more
- Truist (Orlando, FL)
- …to ensure an accurate and timely closing while maintaining the ban's risk and controls. **Essential Duties and Responsibilities** 1. Lead communication with key ... partners and other internal partners to ensure consistent application of the Bank 's procedures and processes. 2. Responsible for efficient delivery of services to… more
- BMO Financial Group (West Palm Beach, FL)
- …+ Produces client reports that demonstrate the value provided and assesses clients at- risk for retention. + Makes recommendations to senior leaders on strategy and ... and earn their trust. + Follows through on the risk and compliance processes and policies to ensure we...and ensures an effectively run function. + Protects the Bank 's assets and complies with all regulatory, legal and… more
- Banco Popular Puerto Rico (Miami Lakes, FL)
- …with prospects and clients consistent with the objectives of the Bank + Confidently build effective, trust-based relationships with clients by listening ... quality credit renewal, and adherence to policy. Ensure accurate and timely risk identification + Work with credit to negotiate, structure, and underwrite credit… more
- Citigroup (Jacksonville, FL)
- **Overview of the Role** Citi, the leading global bank , has approximately 200 million customer accounts and does business in more than 160 countries and ... and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi creates economic value that is… more
- Citigroup (Tampa, FL)
- **Overview of the Role** Citi, the leading global bank , has approximately 200 million customer accounts and does business in more than 160 countries and ... and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi creates economic value that is… more
- Navy Federal Credit Union (Pensacola, FL)
- …in understanding current and future IAM capabilities, functions, security governance, risk controls and transitioning to new IAM transformation and compliances ... Federal policies and procedures, and regulations pertaining to the Bank Secrecy Act Desired Qualifications + Prior experience in...range, based on your experience, location and market position Bank Secrecy Act: Remains cognizant of and adheres to… more
- KeyBank (Fort Myers, FL)
- …Florida 33907 **Job Summary** The Client Service Associate supports the Key Private Bank (KPB) sales team by completing client transactions and assisting with need ... **Responsibilities** + Perform daily Teller functions within the Private Bank branch (eg, accurately process all financial service transactions, maintain… more
- Mass Markets (FL)
- …records, and a comprehensive system of controls and budgets designed to mitigate risk , enhance the accuracy of the company's reported financial results, and ensure ... aging reports, and account reconciliation + Enters routine journal entries and bank transactions + Enters AP bills and credit card transactions if needed… more
- Citigroup (Jacksonville, FL)
- **About Citi:** Citi, the leading global bank , has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi ... and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi creates economic value that is… more