- Regions Bank (Charlotte, NC)
- …+ Responsible for portfolio oversight and governance/controls, and manage risk , audit and regulatory requirements, communication and deliverables associated APM ... and portfolio governance + Track the portfolio's compliance status and report it to relevant stakeholders, including compliance officers and senior management + Support Application Life cycle management governance routines _This position is intended to be… more
- Regions Bank (Charlotte, NC)
- …information + Conducts financial and industry due diligence to evaluate the risk /return parameters of a transaction + Develops client pitch materials, internal deal ... screening memos and underwriting committee approval memos + Gains exposure to capital markets solutions including loan syndications, fixed income, equity capital markets, real estate placements, asset-based solutions, private equity, structured finance and… more
- Regions Bank (Charlotte, NC)
- …scalable and secure solutions meeting banking / financial services Risk and Compliance standards. Provide architectural oversight for enterprise modernization ... initiatives. + Applies Regions and Industry architecture principles in crafting appropriate architectures incorporating a mix of private/on-premises cloud, public cloud (AWS, Microsoft Azure etc.) and Software-as-a-service (Saas) technologies. + Applies… more
- UMB Bank (Raleigh, NC)
- …our success in ensuring UMB follows the proper procedures to avoid any potential risk , and therefore mitigating any losses that could be incurred by UMB The ... Corporate Trust Compliance Specialist II role is responsible for the initial review of every piece of new business closed by the Corporate Trust team. This role ensures each account is properly set up and functioning according to the governing documents of the… more
- Regions Bank (Charlotte, NC)
- …rotation. + Strong understanding of Privileged Access Management best practices, risk reduction strategies, and regulatory requirements (eg, SOX, PCI, HIPAA). + ... Experience supporting or leading CyberArk upgrades, DR/HA configurations, and performance tuning in enterprise environments. _This position is intended to be onsite, now or in the near future. Associates will have regular work hours, including full days in the… more
- Regions Bank (Charlotte, NC)
- …scalable and secure solutions meeting banking / financial services Risk and Compliance standards. Provide architectural oversight for enterprise modernization ... initiatives. **Preferred Skills/Experience:** + Experience with modern containerized application development and deployment tools and methodologies (eg, OpenShift, Kubernetes) + Understanding of public cloud (AWS, Microsoft Azure) architecture principles and… more
- Huntington National Bank (Charlotte, NC)
- …to external auditors during the annual audit. + Identify areas of risk and inefficiency with processes, escalates with recommendations for resolution and follows ... through until resolution is completed. Basic Qualifications: + Bachelor's degree in accounting or finance + 6+ years of accounting experience required. Preferred Qualifications: + CPA or CPA candidate preferred. + Series 27 and other regulatory designations,… more
- Truist (Whiteville, NC)
- …and escalate, as necessary, bank errors and regulatory concerns that pose a risk to the bank . 5. Inform and educate clients on their self-service options ... and laws to protect both our clients and Truist from any unnecessary risk . 7. Embrace ongoing personal and professional growth and development by participating in… more
- Guidehouse (Charlotte, NC)
- …+ 7+ years' experience in one or more of the following areas: + Operational risk and/or big bank compliance + Banking regulations and compliance + Experience ... with risk and controls current state assessments (including process mapping)...exceptional quality in all deliverables + Managed compliance and risk assessment processes for Globally Systemically Important Banks (G-SIBs),… more
- Truist (Wilson, NC)
- …outstanding client service to both internal and external clients while minimizing the operational risk for the bank . Following is a summary of the essential ... functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time. 1. Subject matter expert (SME) on essential duties and responsibilities of Financial Specialist I and… more