- TD Bank (New York, NY)
- …markets advisory team with focus on the fixed income and municipal finance sales and trading business lines including developing a good working relationship with ... JD a plus + Experience in providing legal, regulatory or compliance advice to Markets sales and trading. + Knowledge of fixed income sales and trading markets +… more
- TD Bank (New York, NY)
- …JD desirable but not required. + Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and regulations, and the ability to ... equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. As a team,… more
- Mizuho Corporate Bank (New York, NY)
- …regulatory reports to the various regulators. The team's daily operations ensure the bank meets its regulatory reporting obligations and that data is reported in an ... development of this newly created team to ensure the bank meets its obligations to deliver timely, complete, and...and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit… more
- Fifth Third Bank, NA (New York, NY)
- …take the next step? Discover a career in banking at Fifth Third Bank . GENERAL FUNCTION: Leadership, client-facing role, directing deal teams working on asset ... behaviors drive a positive customer experience. While operating within the Bank 's risk appetite, achieves results by consistently identifying, assessing, managing,… more
- City National Bank (New York, NY)
- …of firm's colleagues and clients required. Demonstrated use of effective sales and communication skills. * Excellent interpersonal skills to interact effectively ... help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs...continues today. City National is a subsidiary of Royal Bank of Canada, one of North America's leading diversified… more
- TD Bank (New York, NY)
- …scientific and clinical due diligence; and interacting with Cowen's institutional sales force, traders, investment bankers, and investor clients. **Note from Cowen ... Acts as a brand ambassador for your business area/function and the bank , both internally and/or externally **Physical Requirements:** Never: 0%; Occasional: 1-33%;… more
- Mizuho Corporate Bank (New York, NY)
- …governance framework, aligned with SR 11-07 and the evolving needs of the bank 's US operations. + Model Inventory Oversight: Oversee the management of the growing ... role offers the opportunity to shape and enhance the bank 's model risk framework during a period of growth...and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit… more
- Mizuho Corporate Bank (New York, NY)
- …due diligence and date control. Understanding of KYC Requirements and Related Bank Systems Understand regulations and internal policies and procedures in terms of ... KYC and related matters, and understand related bank systems in order to make proper assessment. Other...and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit… more
- Mizuho Corporate Bank (New York, NY)
- …Management function is responsible for effective and consistent Data Management of the bank 's data which in deemed critical: Used in external reporting, used to ... continuously provide information to bank management, and data whose deficiency can cause financial...and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit… more
- TD Bank (New York, NY)
- …JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and regulations, and the ability to ... equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. As a team,… more