- TD Bank (New York, NY)
- …regulatory compliance program through compliance activities across various lines of business , banking offices, and operating departments. Ensures that own ... to effectively manage regulatory/compliance issues + Focuses on compliance strategies/issues with business unit partners and foster the development of a… more
- SMBC (New York, NY)
- …first line of defense. The role provides corporate functions (Corporate Development , Marketing & Communications, Sustainability, Business Continuity Management ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...The SMBC Americas Division Office of the CEO Control Officer is a change agent and risk management expert… more
- City National Bank (New York, NY)
- …and maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and ... *COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Compliance...responsible for directly managing oversight of the US Mortgage Banking division, assisting business areas to implement… more
- JPMorgan Chase (New York, NY)
- …Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , financial ... employees and operations in over 60 countries. It operates across four business segments including Asset & Wealth Management, Corporate and Investment Banking… more
- JPMorgan Chase (New York, NY)
- …Relationship Manager is for you. As a Business Relationship Manager I (BRM) in Business Banking , you'll be helping to improve the lives of our clients and ... business clients by providing comprehensive and customized business banking solutions tailored to the financial...influence (COIs), and existing clients at their places of business . Follow a disciplined relationship development process… more
- TD Bank (New York, NY)
- …**Line of Business :** Risk Management **Job Description:** The Operational Risk Officer III provides a broad range of operational risk analysis, reporting and/or ... risks across the business , and represents the business /function on TD Bank Risk Officer Committees...off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development , and… more
- Heritage Financial Credit Union (Middletown, NY)
- …responding to referrals and requests adhering to our SLAs and supporting our Retail Banking teams with business development efforts. Here's a little about ... and to promote good member experience. + Participate in business development events that are sources for...of the BSA and cooperate with the designated BSA Officer in assuring compliance. Knowledge of Commercial/ Business … more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...risk assessments (eg, RCSAs), as required. + Ensures the business unit is operating in compliance with applicable laws,… more
- American Express (New York, NY)
- …role?** This position will play a critical role within the Line of Business Compliance (LOBCO) team supporting the US Consumer Marketing Compliance business . ... position provides strategic support and constructive challenge to ensure the business is building, enhancing, and maintaining an effective framework for compliance… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in adhering ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $125,000 - $140,000 USD TD...off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development , and… more