- JPMorgan Chase (San Francisco, CA)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- Banc of California (Santa Ana, CA)
- …BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of California (the "bank"). Banc of California is one of ... the nation's premier relationship-based business banks focused on providing banking and treasury management services to small, middle-market, and venture-backed… more
- HSBC (San Francisco, CA)
- …assessments with current and potential Wealth customers and recommend appropriate banking , investment and insurance products and services to meet individual needs, ... to succeed in this role: + Meaningful experience in nontraditional banking financial sales, providing client recommendations and increasing sales, and building… more
- City National Bank (Los Angeles, CA)
- …overall objective is to provide support to the Capital Market Front office. Banking and Investment Services plays an integral role in leading the strategic vision ... and execution of all banking operations. Our servicing and operations professionals partner closely...collaboratively identify, escalate, mitigate, and resolve risk, conduct and compliance matters * Ensure all areas of responsibility comply… more
- LTD Global (Livermore, CA)
- …institution headquartered in the Bay Area, known for its personalized banking services and long-standing commitment to local communities. The organization offers ... a full range of financial products including personal and business banking , mortgage lending, and wealth management. It distinguishes itself through… more
- Banc of California (Santa Ana, CA)
- …BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of California (the "bank"). Banc of California is one of ... the nation's premier relationship-based business banks focused on providing banking and treasury management services to small, middle-market, and venture-backed… more
- Citigroup (Los Angeles, CA)
- …you navigate your financial goals. You could access a range of responsive banking , investing, wealth management & planning services and access to a dedicated Private ... to be considered, and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. +… more
- Citigroup (Los Angeles, CA)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at all ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Umpqua Bank (San Jose, CA)
- …create a great place to work by offering a unique brand of relationship banking and fostering a culture where associates thrive. We are dedicated to supporting our ... Manager develops, advises, manages, and retains Healthcare and Professional Banking client relationships. Wealth management services to these clients include:… more
- JPMorgan Chase (Palo Alto, CA)
- …per second, ensuring data consistency, high availability, and regulatory compliance . **Job responsibilities** + Regularly provides technical guidance and direction ... knowledge of database security, access controls, encryption, and regulatory compliance . JPMorganChase, one of the oldest financial institutions, offers innovative… more