- Citigroup (Los Angeles, CA)
- …to be considered, and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. + ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- LTD Global (Livermore, CA)
- …institution headquartered in the Bay Area, known for its personalized banking services and long-standing commitment to local communities. The organization offers ... a full range of financial products including personal and business banking , mortgage lending, and wealth management. It distinguishes itself through… more
- TATCHA (San Francisco, CA)
- …and post payroll runs, assisting in the processing as needed. + Ensure compliance with applicable federal, state, and local regulatory laws and rules. + Collaborate ... Treasury + Assist FP&A group with working capital forecasting. + Manage banking relationships and control requirements over bank accounts. + Ensure optimal use… more
- Umpqua Bank (Newport Beach, CA)
- …create a great place to work by offering a unique brand of relationship banking and fostering a culture where associates thrive. We are dedicated to supporting our ... especially the Credit team when there is a borrowing relationship. + Demonstrates compliance with all bank regulations for assigned job function and applies to… more
- City National Bank (Los Angeles, CA)
- …and/or complex technology projects or programs focused on IT risk, compliance , and regulatory initiatives. This role leads cross-functional project teams responsible ... in driving adherence to regulatory timelines and ensuring fulfillment of compliance objectives while balancing budget, scope, and quality standards. Responsibilities… more
- Wells Fargo (San Francisco, CA)
- …military experience, education **Desired Qualifications:** + Knowledge of Wholesale Banking products (Lending, Markets, Deposits, etc.) + Experience in areas ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal… more
- Intuit (San Diego, CA)
- …Legal and Product teams to monitor, evaluate and strengthen sanctions compliance risk mitigation work, evaluating existing sanctions alert review / investigation ... growth. Successful candidates for this role will utilize strong sanctions compliance subject matter expertise, operational process, program and technology management… more
- City and County of San Francisco (San Francisco, CA)
- …compiles and produces a variety of status reports for management; ensures compliance with established departmental policies, procedures and goals, as well as legal ... operations; develops/recommends and implements changes to policies and procedures in compliance with overall City/departmental policies and goals. 7. Performs or… more
- City and County of San Francisco (San Francisco, CA)
- …management lifecycle of information systems, and provides oversight to ensure compliance . 3. Analyzes and recommends security controls and procedures in business ... of information systems and assets, and provides oversight to ensure compliance . 4. Monitors information systems for security incidents and vulnerabilities; develops… more
- PayJunction (Santa Barbara, CA)
- …payments initiatives, ensuring transparency and accountability. Partner with finance, compliance , and customer support teams to ensure accurate reconciliation, ... roadmap ensuring the team regularly invests in maintenance. + Ensure compliance with payment standards and complete certifications with payment processors. +… more