- Banc of California (Santa Ana, CA)
- …BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of California (the "bank"). Banc of California is one of ... the nation's premier relationship-based business banks focused on providing banking and treasury management services to small, middle-market, and venture-backed… more
- Bank of America (Bakersfield, CA)
- …are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. At Merrill, we empower you to bring your ... the combined power of the Merrill investment platform and Bank of America banking capabilities. Key Responsibilities: + Deliver a full range of goals-based financial… more
- Citigroup (San Francisco, CA)
- …a wide range of products and solutions, including investment strategies, banking and lending, trust and specialized services.The Private Bank delivers solutions ... of traditional and alternative investments with wealth planning and private banking services to optimize client service and cross-marketing opportunities. + Work… more
- CBRE (Los Angeles, CA)
- …legal matters for CBRE DSF, including advising on corporate governance, compliance , employment, litigation, and risk management matters and supervising outside ... vendor agreements for all segments of the CBRE DSF business. + Ensure compliance with laws and regulations; monitor required licensing requirements and activity for… more
- Cedars-Sinai (Los Angeles, CA)
- …implement the study. Evaluates and abstracts research data and ensures compliance with protocol and research objectives. Responsible for completing case report ... for study and assist with study budget and patient research billing. Ensures compliance with all federal, local, FDA, IRB, and HIPAA guidelines and regulations… more
- Wells Fargo (Los Angeles, CA)
- …concepts to the line of business, work with peers at the Commercial Banking and enterprise levels, provide front line training where applicable, and interact with ... sponsorship + This position offers a hybrid work schedule + Specific compliance policies may apply regarding outside activities or personal investing; affected… more
- Atria Wealth Solutions (Dublin, CA)
- …that promote synergy. + Oversee the completion of all required Credit Union compliance training and those mandated by the broker-dealer. + Serve as a liaison ... training content for branch teams and vet content with Compliance and our broker-dealer partner, and ensure monthly training...comply with all applicable federal and state laws and banking regulations (including those related to OFAC and Bank… more
- Wells Fargo (Concord, CA)
- …education **Desired Qualifications:** + Proven experience in a pricing role preferably in banking . + Prior experience in finance or a similar role that required data ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- US Bank (Los Angeles, CA)
- …and regulatory requirements. Essential Functions: + Support ICG Banking activities, including covenant tracking/monitoring, loan onboarding, loan documentation, ... compliance reporting, annual reviews, and exception monitoring. + Apply...of assigned credit portfolios, including past dues, payments, covenant compliance , and collateral reporting. + Partner with Relationship Managers… more
- Wells Fargo (San Francisco, CA)
- …Wells Fargo infrastructure footprint; provides information security; and enables continuous banking access through in-store, online, ATM, and other channels to Wells ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more