- Raymond James Financial, Inc. (St. Petersburg, FL)
- …line compliance with banking rules and regulations within Corporate Banking . Manages Corporate Banking compliance functions/programs to ensure ... **Knowledge of** + Advanced knowledge of concepts, practices and procedures of banking compliance . + Strong understanding of the principles of banking and… more
- Scotiabank (Tampa, FL)
- Director, US Bank Regulatory Compliance , Global Transaction Banking **Requisition ID:** 222945 **Salary Range:** 153,000.00 - 256,275.00 _Please note that the ... an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa, FL** **Global Transaction Banking… more
- Robert Half Accountemps (Miami, FL)
- …discrepancies. Requirements Qualifications: + 2+ years of experience in KYC, AML, or banking compliance preferred. + Knowledge of banking regulations and ... KYC/ Banking Specialist Job Description: We are seeking a detail-oriented KYC/ Banking Specialist to support compliance and client onboarding processes. The… more
- JPMorgan Chase (Tampa, FL)
- …to influence and challenge different stakeholders. The Consumer and Community and Community Banking (CCB) Operations Compliance team is part of the CCOR ... Qualifications, Capabilities, and Skills:** + 3+ years of relevant Compliance or related Banking experience, such as Risk Management, Audit, Legal, or similar… more
- First Horizon Bank (Fort Myers, FL)
- …This position is responsible for the overall sales, production, profitability and regulatory compliance of a banking center. It is also the responsibility of ... environment that promotes teamwork and professional growth. + Mentor less experienced Banking Center Managers. Compliance and risk management + Collaborate with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance . + Rules and regulations of: Securities Exchange ... through education, experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and managing… more
- Bank OZK (Jacksonville, FL)
- …accountability for banking center security for all employees occupying the banking center and ensure compliance with the bank's security program, policies, ... and attendance to work. + Demonstrate competency and accountability to maintain banking center operational standards, ensuring compliance with internal controls,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Advanced knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance . + Rules and regulations of the Federal Deposit ... Duties and Responsibilities** + Oversees elements of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed, including: + Insider… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Oracle, Excel * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Fundamental investment concepts, practices and ... through education, experience, specialized training and/or certification in securities or banking industry compliance to administer and manage an assigned… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance . + Rules and regulations of: Securities Exchange ... a Master's degree preferred. Minimum of ten (10) years of Compliance , Legal, Banking and/or regulatory experience in the financial services industry. + Minimum… more