- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance . + Rules and regulations of: Securities Exchange ... education, experience, specialized training and/or certification to serve as the compliance partner for the Global Wealth Solutions ("GWS") business line,… more
- JPMorgan Chase (Tampa, FL)
- …(LOB). The Commercial Bank Compliance team within CCOR, exercises independent Compliance risk management oversight of Commercial Banking . The Commercial ... the management of this process across the CB and Global Corporate Banking CCOR Compliance teams + Perform off-cycle reviews of areas of emerging risk or… more
- Wells Fargo (Sun City Center, FL)
- …meet their needs and grow the business + Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention + Ability to ... Branch Premier Banker (SAFE) in Consumer and Small Business Banking , as part of Branch Banking . Learn...by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect… more
- PNC (Coral Gables, FL)
- … banking products and services to internal and external clients. Ensures compliance with current banking policies and regulations. Provides leadership and ... valued and have an opportunity to contribute to the company's success. As a Banking Advisor Sr. within PNC's Private Bank organization, you will be based in Coral… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Concepts, practices and procedures of investment advisory, securities industry and/or banking compliance reviews. + Rules and regulations of the Investment ... **Essential Duties and Responsibilities** + Assist with compliance governance reporting for all compliance pillars, including compliance representation,… more
- EverBank (Jacksonville, FL)
- …using a risk-based approach. **Minimum Qualifications** + Minimum of 5 years of banking experience, preferably in compliance , lending, or audit roles + Hands-on ... **CRA and HMDA Compliance Officer** The Community Reinvestment Act (CRA) and...banking or financial services, with a focus on compliance program development + Ability to interpret and apply… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … compliance program for Capital Markets, encompassing Equity Investment Banking , Equity Research, Institutional Equity Sales & Trading, Affordable Housing ... a Master's degree preferred. Minimum of fifteen (15) years of Compliance , Legal, Banking and/or regulatory experience in the financial services industry. + A… more
- First Horizon Bank (Miami, FL)
- …activities. **_Qualifications_** **:** + Bachelor's degree or equivalent work experience in banking , finance, compliance , or related field. + Minimum of 10 ... and reports for board and executive leadership, summarizing progress and CRA compliance standing. **_Mergers & Acquisitions (M&A) Integration_** **:** + Serve as the… more
- Banco Popular Puerto Rico (Miami Lakes, FL)
- …loan maturity dates and prepare loan extension reqeuests. + Coordinate with business banking team to keep customer in compliance with financial reporting and ... Miami Lakes, FL, US, 33016 Company: Popular Workplace Type: Hybrid Commercial Banking Specialist SFL Commercial Banking Loan Processing This position is… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and methods. + Concepts, practices and procedures of securities industry and/or banking compliance , including suitability and other compliance issues ... through experience, specialized training and/or certification in securities and/or banking industry to mitigate regulatory, litigation and reputation risk to… more