- Raymond James Financial, Inc. (St. Petersburg, FL)
- …required with a Master's degree preferred. Minimum of twelve (12) years of Compliance , Legal, Banking and/or regulatory experience in the financial services ... associates, budget, reporting structure, and division of responsibilities within Compliance department. + Oversees the privacy impact assessments (PIAs), data… more
- Coinbase (Tallahassee, FL)
- …with a focus on delivering differentiated support strategies.Understanding with banking regulations, payment processes, compliance , consumer and/or institutional ... influence without authorityExperience in project management, analyticsAdvanced degree in Compliance , business. Certified compliance professional is a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and methods. + Concepts, practices and procedures of securities industry and/or banking compliance , including suitability and other compliance issues ... use of various reports and systems. + Pro-actively ensures compliance with applicable industry rules (ie State, FINRA &...involved with retail activity. + Principles of banking , finance, and securities industry operations + Rules and… more
- Deloitte (Miami, FL)
- …related to any of the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting, risk or case ... Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with enhancing business value… more
- MUFG (Tampa, FL)
- …services team, including all lines of business (Global Corporate & Investment Banking , Finance, Risk, Compliance , Chief Data Office, Information Technology), ... experience with data domains such as loans, deposits, trade finance, markets, investment banking , transaction banking , payments, compliance in the banking… more
- Verint Systems, Inc. (Tallahassee, FL)
- …services and departments. + Oversee bank Know Your Customer and other banking regulatory compliance aspects. **Minimum Requirements:** + Bachelor's degree in ... management of cash and debt. + Oversee all back-office support for in-house banking , netting, and pooling. + Prepare consolidated cash flow projections. + Establish… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and methods. * Concepts, practices and procedures of securities industry and/or banking compliance , including suitability and other compliance issues ... * Reviews requests for Outside Business Activities to ensure compliance with firm policy and regulatory rules. * Interfaces...involved with retail activity. * Principles of banking , finance, and securities industry operations * Rules and… more
- NTT America, Inc. (Tallahassee, FL)
- …**Solution Design & Delivery** + Develop bespoke solutions across digital banking , regulatory compliance , risk, data analytics, and customer experience. ... consulting capability, and a knack for solving complex business challenges in banking , financial services, and insurance This role uses their subject matter… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of** **:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Fundamental investment concepts, practices and ... conducting model performance assessment to identify potential risks and ensure compliance with regulatory requirements (SR 11-7). + Assist in the collection,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**nowledge of** **:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + AML laws and regulations + Microsoft ... Professional office environment best practices + Concepts related to finance, compliance , and investigations **Skill** **ed** **in** **:** + Conducting in-depth… more