- JPMorgan Chase (Tampa, FL)
- …the Asset Management business. As a Senior Test Lead within the Global Asset Compliance and Ops Risk Testing Center of Excellence (CoE), you will be responsible for ... to the Testing CoE's overall success and strengthen the firm's compliance with regulatory obligations and industry standards. **Job responsibilities** + Lead… more
- Cherry Bekaert (Tallahassee, FL)
- …practice, we have an excellent opportunity for a **Senior Associate (Regulatory Compliance )** to join our team providing internal audit, regulatory compliance ... our clients with deep knowledge, expertise and approaches in Regulatory Compliance , Internal Audit, Enterprise Risk Management, Technology Risk Management, and… more
- American Express (Sunrise, FL)
- …Express. This position will be a key member of the US Commercial Compliance team supporting American Express Global Commercial Services (GCS) Business to Business ... digital capabilities and payment automation initiatives. This Line of Business Compliance Officer (LOBCO) second line of defense role provides the opportunity… more
- JPMorgan Chase (Tampa, FL)
- …governance, making a pivotal impact in our firm's robust risk strategy. As a ** Compliance and Operations Risk Test Lead** in the Testing Center of Excellence, you ... will play a pivotal role in enhancing our compliance and operational risk management. Your expertise in test...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- JPMorgan Chase (Tampa, FL)
- Join JPMorgan Chase to drive excellence in compliance and risk management. Leverage your analytical skills and collaborate with cross-functional teams to make a ... valued and your professional development is prioritized. As a ** Compliance and Operations Risk Test Senior Specialist** in the...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- JPMorgan Chase (Tampa, FL)
- …lead and innovate, ensuring our operations align with strategic goals. As a ** Compliance and Operations Risk Test Senior Lead** in the Testing Center of Excellence, ... you will play a pivotal role in enhancing our compliance and operational risk management. You will be responsible...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- American Express (Sunrise, FL)
- …Investigations Unit (USIU) are part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC). Together, ... with the Financial Crimes Enforcement Network (FinCEN) or refer cases to internal compliance partners for global reporting. These teams also manage risk related to… more
- First Horizon Bank (Miami, FL)
- …and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design adequacy in complex ... related auditing experience Relevant financial services industry knowledge (Regulatory Compliance , Operations) Excellent oral and written communication skills Ability… more
- American Express (Sunrise, FL)
- …you make an impact in this role?** + Support a team of marketing compliance and regulatory experts that work with marketers and campaign execution specialists to ... channels. + Maintain strong partnerships with Product Management, Marketing, Compliance , GCO, Operational Risk, and other key partners. **Minimum Qualifications**… more
- Charles Schwab (Orlando, FL)
- …us "challenge the status quo" and transform the finance industry together. The Compliance Reporting, Communications and Policies (CRCP) Team oversees all aspects of ... compliance reporting, manages employee compliance communications, and...writing experience within a broker-dealer, registered investment adviser, or banking institution. **What's in it for you** At Schwab,… more