- TD Bank (New York, NY)
- …debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia ... new laws, regulations, rules, and interpretations or guidance relating to Investment Banking Compliance across all jurisdictions. + Ensure day-to-day activities… more
- Capgemini (New York, NY)
- …created with purpose. **YOUR ROLE** As a **Manager** or **Senior Manager** in our ** Banking ** team focused on **Finance, Risk & Compliance ** , you will lead ... initiatives, and embed sustainable operating models that enhance resilience and compliance . Your strategic mindset, leadership, and ability to drive cross-functional… more
- Capgemini (New York, NY)
- …by technology created with purpose. **YOUR ROLE** As a **Senior Consultant** in our ** Banking ** team focused on **Finance, Risk & Compliance ** , you will support ... expertise will help drive value and meaningful improvements in governance, resilience, and compliance . In this role you will: + Support the delivery of client… more
- TD Bank (New York, NY)
- … **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line oversight ... oversight of fair banking and support for other Fair Banking Compliance Teams and may assist with guidance related to analyses, training, complaints,… more
- TD Bank (New York, NY)
- …to join our team in New York City. The ideal candidate must have compliance advisory experience in the Global Transaction Banking Space supporting a wholesale ... advisory experience. + Significant experience in providing legal, regulatory or compliance advice to Global Transaction Banking Businesses specifically including… more
- TD Bank (New York, NY)
- …culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide ... compliance oversight, guidance, and challenge across commercial banking . This role will primarily focus on compliance... banking . This role will primarily focus on compliance matters impacting commercial banking and payments,… more
- Guidehouse (New York, NY)
- …and experience in one or more of the following areas: o Consumer Banking regulations and compliance o Operational improvement and effectiveness o Technology ... Minimum three (3)+ years of prior experience in consumer banking as a consultant and/or in the industry +...for participation in a recruitment event. Never provide your banking information to a third party purporting to need… more
- TD Bank (New York, NY)
- …their regulatory risk. **Responsibilities:** + Directs day-to-day activities of the Investment Banking Compliance team in a manner consistent with the Bank's ... the Bank's risk culture and risk appetite statement throughout the Investment Banking Compliance team. Champions a customer focused culture to deepen… more
- TD Bank (New York, NY)
- …position is on the Program Risk Management & Reporting Team within the US Fair Banking Compliance Team. We are seeking an individual to manage fair banking ... internal audits. This individual will serve as a primary liaison between Fair Banking Compliance and other first and second line of defense teams to ensure… more
- City National Bank (New York, NY)
- …years of financial services experience *Additional Qualifications* * Advanced knowledge of banking compliance laws and regulations, as related to mortgage ... agencies, including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S… more