- M&T Bank (Buffalo, NY)
- …Leasing, while remaining compliant with Department procedures, Corporate policies, Compliance , Audit and legal requirements. Maintains an in-depth knowledge of ... all functions within either of these groups to support and process as needed. Supports all projects and serve as subject matter expert (SME) on all initiatives within assigned area. Supports all functions of a Group Leader as needed. **Primary… more
- Raymond James Financial, Inc. (New York, NY)
- …to act independently while guiding and training others on achieving full compliance with applicable rules and regulations in management and/or operations. Uses ... comprehensive knowledge and skills to work independently while providing guidance and training to others on planning, organizing, prioritizing and overseeing activities to efficiently meet business objectives. Works independently and provides guidance and… more
- Raymond James Financial, Inc. (New York, NY)
- …without supervision and provides technical guidance when required on achieving full compliance with applicable rules and regulations in management and/or operations. ... Identify and evaluate complex, expertise-led solutions against a range of criteria to find the ones that best meet business needs. Use data from a wide range of sources to analyze key themes and identify possible impacts on the business. Develop and amend… more
- MUFG (New York, NY)
- …and approval + Oversee and manage internal processes required for compliance and execution, including KYC, profitability analysis, committee approvals, legal due ... diligence, and closing checklists **Requirements:** + A Bachelor's Degree in Accounting, Economics, Business Administration, Commerce, Finance, Engineering, or another relevant field + A minimum of 3 years of related Accounting or Financial Services work… more
- Kyndryl (New York, NY)
- …veteran status, or other characteristics. Kyndryl is also committed to compliance with all fair employment practices regarding citizenship and immigration status. ... So why work at Kyndryl? We are always moving forward - always pushing ourselves to go further in our efforts to build a more equitable, inclusive world for our employees, our customers and our communities. **The Role** Kyndryl Consult is the fastest growing… more
- M&T Bank (Buffalo, NY)
- …+ Lead support provided for departmental audits including user certifications and compliance testing for Retail Servicing. + Manage the planning, testing and ... implementing of new projects, systems, products and regulatory changes impacting assigned Retail Servicing team(s). + Lead departmental system support, coordinating with internal business partners, external vendors and Technology to address issues for assigned… more
- Raymond James Financial, Inc. (New York, NY)
- …and related guidelines for a significant area of responsibility, ensuring compliance with external requirements and integration with the broader corporate policy ... framework. Represent the organization or institution in a variety of industry, institutional, and/or professional forums, boards, and committees, in order to promote the company or institution brand or efforts. Represent the organization in external relations… more
- M&T Bank (Amherst, NY)
- …Services to maintain their currency. + Support audits, user certification and compliance testing for Treasury Management Services. + Lead and participate in ... planning, testing and implementing new projects, systems, products and regulatory changes impacting assigned Treasury Management Services team(s). + Assist with technical troubleshooting and escalations, coordinating with internal business partners, external… more
- Tompkins Community Bank (Ithaca, NY)
- …all aspects of treasury operations, including cash management, investment strategies, banking relationships, and ensuring compliance with financial policies and ... lead a high-performing Treasury team, implement efficient processes, and ensure compliance with regulatory requirements while fostering a culture of continuous… more
- Moss Adams LLP (New York, NY)
- …+ 1 year of professional work experience preferred + Previous experience in banking or credit unions, internal audit, regulatory compliance , or BSA strongly ... **Consulting Staff - Financial Institutions Regulatory Compliance & BSA** **Description** At Moss Adams, we champion authenticity. For us, that means fostering a… more