- Raymond James Financial, Inc. (New York, NY)
- …+ Compliance and risk training for the securities industry and/or banking compliance . + Concepts, practices, and procedures of securities industry and/or ... banking compliance . + Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities… more
- New York State Civil Service (New York, NY)
- …in a timely fashion.* Develop, prepare and analyze reports to monitor bank compliance , identify banking trends, and maintain historical revenue data.* Prepare ... HELP No Agency Interest on Lawyer Account Fund (IOLA) Fund Title Banking Specialist Occupational Category Financial, Accounting, Auditing Salary Grade NS Bargaining… more
- City National Bank (New York, NY)
- …years of financial services experience *Additional Qualifications* * Advanced knowledge of banking compliance laws and regulations. * Ability to analyze complex ... agencies, including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S… more
- CTG (Buffalo, NY)
- …of Responsibilities:** + Responsible for accurate and timely completion of assigned banking services tasks. + Ensure compliance with departmental procedures and ... a growing team?_ **CTG is seeking to fill a Banking Services Operations Associate III opening for our client...analysis and expanded use of judgment within the assigned banking services department. This associate will complete a variety… more
- KeyBank (NY)
- …Business, or a related field. + Minimum of 5 years of experience in banking compliance , internal audit, or as a financial institution examiner. + Strong ... **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Sr. Compliance Manager - Trust & Fiduciary is responsible for leading and executing independent… more
- Wells Fargo (New York, NY)
- …meet their needs and grow the business + Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention + Ability to ... Branch Premier Banker (SAFE) in Consumer and Small Business Banking , as part of Branch Banking . Learn...by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect… more
- KeyBank (Amherst, NY)
- …or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and emerging ... of wealth management products and services (eg - trust, private banking , securities/investment management) as well trust/fiduciary related compliance ,… more
- KeyBank (Amherst, NY)
- …years of wealth management related (eg - trust/fiduciary, asset management, private banking , securities, etc.) compliance , risk management, and/or internal or ... banking , securities/investment management) as well as trust/fiduciary related compliance , operations, and risk management strategies with respect to the… more
- Citizens (New York, NY)
- …inventory. + Regulatory Knowledge: Familiarity and staying updated with relevant banking regulations (FRB, OCC) and compliance requirements, specifically ... Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and mitigate potential… more
- TD Bank (New York, NY)
- …team of enthusiastic colleagues dedicated to setting new industry standards. The Fair Banking Compliance team oversees the governance and analytical processes to ... predictive models and lending practices are fair and responsible. The Fair Banking Compliance analytics team is seeking a qualified Data Scientist II who will… more