- American Express (New York, NY)
- …within the United States. Sound experience in managing activity in US lending, compliance , banking , regulatory examination or audit required + Ability to ... impact in this role?** The Director of American Express National Bank (AENB) Compliance Governance and Oversight is responsible for overseeing the Bank's and its… more
- KeyBank (NY)
- …and compliance culture. As a member of the Fair and Responsible Banking ("FARB") team (within Compliance Risk Management ["CRM"], the incumbent will provide ... or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and emerging… more
- SMBC (New York, NY)
- …and vendors. + Experience working in an environment where adherence to banking compliance and regulatory standards is essential. **Qualifications and Skills** ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- KeyBank (NY)
- …Sr. Quant Analytics Associate will be a member of the Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of ... Analytics Sr. Quant Analytics Associate will provide support to the FARB Compliance Management System, assisting the Analytics Director and Quant Analytics Manager… more
- KeyBank (NY)
- …Sr. Quant Analytics Associate will be a member of the Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of ... Analytics Sr. Quant Analytics Associate will provide support to the FARB Compliance Management System, assisting the Analytics Director and Quant Analytics Manager… more
- Raymond James Financial, Inc. (New York, NY)
- … compliance program for Capital Markets, encompassing Equity Investment Banking , Equity Research, Institutional Equity Sales & Trading, Affordable Housing ... a Master's degree preferred. Minimum of fifteen (15) years of Compliance , Legal, Banking and/or regulatory experience in the financial services industry. + A… more
- Raymond James Financial, Inc. (New York, NY)
- …**Knowledge of:** + Concepts, practices and procedures of securities industry and/or banking compliance . + Rules and regulations of: Securities Exchange ... key parties within Divisional Management, Supervision, and other areas within compliance to address escalation items. + Interprets and applies organizational… more
- Raymond James Financial, Inc. (New York, NY)
- …required with a Master's degree preferred. Minimum of twelve (12) years of Compliance , Legal, Banking and/or regulatory experience in the financial services ... education and experience to manage and oversee the operation of compliance functions for Regulatory Reporting and RJA Operations departments. Manages associates… more
- Coinbase (Albany, NY)
- …with a focus on delivering differentiated support strategies.Understanding with banking regulations, payment processes, compliance , consumer and/or institutional ... influence without authorityExperience in project management, analyticsAdvanced degree in Compliance , business. Certified compliance professional is a… more
- Raymond James Financial, Inc. (New York, NY)
- …required with a master's degree preferred. Minimum of ten (10) years of Compliance , Legal, Banking and/or regulatory experience in the financial services ... develop US Books and Records program personnel + Mature and sustain the compliance framework for Books and Records Governance for United States based affiliates. +… more