- New York State Civil Service (Albany, NY)
- …of financial and managerial factors, safety and soundness, and consumer compliance in the investigation of banking applications.Civil Investigations: Works ... multiple business units. Duties include, but are not limited to, the following: Banking Applications: Evaluates statutory and regulatory factors to be considered in… more
- JPMorgan Chase (Brooklyn, NY)
- …and instructions, support our internal stakeholders to ensure the Firm's compliance with reporting requirements, establish the framework for and deliver regulatory ... and skills:** + Accounting degree required + 5 years of experience in banking /capital market industry, with US GAAP interpretation expertise required + Banking… more
- JPMorgan Chase (New York, NY)
- …of partnership agreements, ensuring alignment with the bank's strategic goals and compliance requirements. + Monitor and report on the performance of partnerships, ... Minimum of 3+ years of experience in fintech, corporate development, investment banking , or a related field. + Proficient experience with business case development,… more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...right stakeholders at the right time. + Partner with Compliance , Risk, Audit, and Technology teams to ensure program… more
- TD Bank (New York, NY)
- …TD Securities Finance group, as one of the three regional finance groups for the Wholesale Banking segment of TD Bank Group it has a key role in the USA providing ... - 002 + Manage Governance related tasks/mandate and work closely with Compliance and 1B business partners to understand and satisfy requirements. + Understanding… more
- JPMorgan Chase (New York, NY)
- …payments initiatives. You will collaborate with global business teams and legal/ compliance colleagues to address complex issues and advise on regulatory developments ... for blockchain-based payment products. + Collaborate with global business teams and legal/ compliance colleagues to resolve complex issues. + Offer key legal coverage… more
- Pioneer Bank (Albany, NY)
- …an efficient workflow, deliver excellent customer service, and ensure compliance with established policies, procedures, regulations, and Pioneer standards. ... team. + Performs all required functions/tasks in accordance with regulatory compliance guidelines under the Deposit Operations Support Manager and Deposit Operations… more
- JPMorgan Chase (New York, NY)
- Unlock your potential and dive deep into market analytics and product compliance . Harness your expertise to build pivotal relationships, identify areas of ... planned budget + Prepare and submit budget forecasts, accruals, ensuring compliance with deadlines, liaising with Planning & Analysis throughout approval process… more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...help advise senior leaders in Risk, Business, and Regulatory Compliance functions on the operation of their businesses in… more
- NBT Bank (Norwich, NY)
- …focus on sales activities and related results. Monitors, identifies and controls compliance risks and operational exposure and assists with management of the branch ... budget. Education and Experience: + 4-year college degree or equivalent retail, retail banking , or financial services experience. + 3 years retail banking … more