- JPMorgan Chase (New York, NY)
- …to work closely with senior stakeholders across several departments including: banking , research, compliance , legal, technology, communications, marketing, and ... provide internal education and guidance, manage the Corporate & Investment Banking (CIB) Ambassador and Advocacy programs, and ensure adherence to controls… more
- Deloitte (New York, NY)
- …related to any of the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting, risk or case ... Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with enhancing business value… more
- Verint Systems, Inc. (Albany, NY)
- …services and departments. + Oversee bank Know Your Customer and other banking regulatory compliance aspects. **Minimum Requirements:** + Bachelor's degree in ... management of cash and debt. + Oversee all back-office support for in-house banking , netting, and pooling. + Prepare consolidated cash flow projections. + Establish… more
- Bank of America (New York, NY)
- …with investment bankers as well as with various functions within Investment Banking (legal, compliance , finance, businessoperations). Since all new investment ... consumers, small businesses and large corporations with a full range of banking , investing, asset management and other financial and risk-management products and… more
- M&T Bank (New City, NY)
- …operational and requirements are maintained, to include consumer and business banking guidelines. Ensures compliance with operational, security and control ... setting priority. Builds and develops branch staff. + Identifies Retail and Business Banking customer needs through the M&T sales processes, using the tools and… more
- KeyBank (Amherst, NY)
- …of asset management products and services (eg - trust/fiduciary, private banking , securities/investment management, capital markets), compliance , operations, and ... the operational, technical, and functional structure of financial services organizations, banking systems, and compliance programs obtained through prior roles… more
- TEKsystems (New York, NY)
- …and audits. - Bring over 10 years of specialized experience in broker-dealer and banking compliance , with a strong focus on regulatory risk assessments and ... including trading, sales, operations, and support functions. - Identify key compliance risks, evaluate control effectiveness, and ensure alignment with FINRA, SEC,… more
- Citigroup (Queens, NY)
- …+ Adhere to sales management routines, sales practices and protocols for Business Banking to ensure compliance with all policies and procedures. + Proactively ... manage portfolio of assigned high value clients. Expand business banking customer relationships by identifying needs and maximizing opportunities while ensuring… more
- RGP (New York, NY)
- …+ Lead and manage client engagements focused on risk management, regulatory compliance , and audit remediation across banking , insurance, and capital markets. ... strategic solutions. + Deep knowledge of regulatory frameworks, risk governance, and compliance operations across banking , insurance, and capital markets. +… more
- TD Bank (New York, NY)
- …to follow through with their ideas. **JOB REQUIREMENTS** + Understanding of Wholesale banking business. + Strong compliance and/ or risk management background. + ... is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have adequately considered,… more