- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Mizuho Corporate Bank (New York, NY)
- …risk appetites. + Collaborate with operational resilience pillars to assess compliance with established capability baselines and risk thresholds. + Monitor key ... the broader program to identify areas for continuous improvement. + Ensure compliance with applicable regulatory requirements and serve as a liaison with internal… more
- JPMorgan Chase (New York, NY)
- …and the Commercial & Investment Bank more broadly. You will collaborate daily with banking , markets, regulatory, and other lawyers, as well as compliance , risk, ... a team of internal lawyers and interact with bankers, compliance partners, the conflicts office and external counsels on...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...CCR function and build a comprehensive CCR framework in compliance with SR 11-10 and BCBS CCR guidelines. The… more
- TD Bank (New York, NY)
- …associated risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and ATF laws. ... customers identified as posing increased financial crime risk, in compliance with the bank's Customer Exit Standard. The team...experience and build capabilities to shape the future of banking . Whether you've got years of banking … more
- Wells Fargo (New York, NY)
- …Wells Fargo is seeking a Lead Securities Sales Specialist within Corporate & Investment Banking / Markets Division as part of the sales and trading platform for FX ... and customer service for Wells Fargo's Corporate and Investment Banking franchise. Positioned within the Corporate Rates & FX...train, mentor, coach and develop junior talent + Ensure compliance with all new Dodd-Frank and Other regulatory rules… more
- Wells Fargo (New York, NY)
- …timely monitoring of performance trends, validating risk ratings, monitoring covenant compliance , as well as adherence to policy and regulatory requirements to ... and coordinate colleagues in the execution of loan booking, closing, and compliance requirements. + Contribute to and lead credit focused projects, partnering with… more
- Truist (New York, NY)
- …The Business Unit Risk Advisor Specialist II-FINRA engages with the Investment Banking and Capital Markets Business Unit stakeholders to support The Business Unit ... Risk Advisor Specialist II-FINRA is a role within the Investment Banking and Capital Markets (IBCM) Business Unit Risk Team. In this role, you will support the IBCM… more
- JPMorgan Chase (New York, NY)
- …processes for a platform that serves over 200,000 employees globally, driving innovation and compliance in AI solutions. As a Vice President in the AI Solutions and ... of the platform by completing all required governance and compliance steps and managing documentation retention. You will interface...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- JPMorgan Chase (Brooklyn, NY)
- …stakeholder groups, including CIB business units, other Lines of Business, and Compliance , to deliver a robust ABC governance framework. Your role involves ... maintaining and enhancing the ABC reporting framework, collaborating with Compliance , developing analytics, and guiding the evolution of ABC governance. **Job… more