- Capital One (New York, NY)
- Senior Director, Lead AML Advisor for Card Business Capital One is a leading banking and technology company seeking to reimagine banking . One of our key risk ... **Competencies** The ideal candidate will be a seasoned risk management and compliance professional with strategic leadership skills, strong business acumen, and a… more
- Mizuho Corporate Bank (New York, NY)
- The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank, Mizuho Bank (USA) and also ... provides compliance support services to Mizuho Americas LLC, the US...Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and… more
- JPMorgan Chase (New York, NY)
- …to influence and shape our approach to cyber threats and compliance , balancing progressive digital transformation with robust risk management. Your leadership ... risk management strategies. Your role is pivotal in maintaining compliance with industry standards and best practices, leveraging your...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- American Express (New York, NY)
- …in change management initiatives to ensure adequate assessment of risks and compliance with existing policies & regulations. + Compile best practices and learnings ... of experience working in either an operational excellence, control, operations, audit, banking or risk role or other relevant experience + Experience working… more
- JPMorgan Chase (New York, NY)
- …maintaining up-to-date knowledge of market trends, trading regulations, and ensuring compliance with company policies and industry standards. + Prepare and analyze ... running hypothetical scenarios based on client requests to ensure compliance with the deal triggers + Perform ongoing monitoring...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- Citigroup (New York, NY)
- …closely with internal counterparts including, but not limited to, Investment Banking , Treasury & Trade, Credit, Derivative Markets, Loan Syndications, Debt Capital ... as well as the monitoring of the existing credit portfolio. + Ensure compliance with regulatory requirements and Citi's policies / guidelines at all times +… more
- Robert Half Technology (New York, NY)
- …lead and execute comprehensive IT audits in a dynamic and regulated foreign banking environment. This role requires a strong understanding of IT risk management, ... regulatory compliance , and audit methodologies. The ideal candidate will play...external standards. Responsibilities: * Conduct in-depth IT audits across banking operations, ensuring adherence to both internal policies and… more
- JPMorgan Chase (New York, NY)
- …and with external counsel. You will act as a trusted advisor to our compliance , controls, and business partners in connection with a broad range of other matters. ... and inquiries + Work closely with line-of-business legal and compliance personnel on government investigations and regulatory matters +...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- JPMorgan Chase (New York, NY)
- …and errors. **Job responsibilities:** + Collaborate with business partners, Legal, Compliance , Risk and other partners to perform ongoing assessment, monitoring and ... and business partners as well as intersecting functional teams (eg Compliance , Legal, Operations, Technology, Internal Audit) while engaging diverse perspectives +… more
- TD Bank (New York, NY)
- …is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have adequately considered, ... operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS… more