- JPMorgan Chase (New York, NY)
- …stakeholders across the company-including Cybersecurity, Technology, Risk Management & Compliance , Legal, Human Resources, and Regulatory Affairs-as well as external ... knowledge of governance and risk management frameworks. + Knowledge of compliance , conduct, and operational risk management frameworks and processes, with the… more
- JPMorgan Chase (New York, NY)
- …headcount forecasting to optimize resource allocation. + **Liaison for Controls and Compliance :** Act as the primary liaison for controls functions, managing audit ... and control requests to ensure compliance with policies and procedures, while providing strategic and...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- CGI Technologies and Solutions, Inc. (New York, NY)
- …Description:** Step into a high-impact role with our top-performing Global Banking team as an Advisory Services Project Manager. Lead strategic initiatives ... in business consulting/advisory services. * Business domain expertise is must in Investment Banking Capital Markets trade flows in one of business lines like Prime… more
- JPMorgan Chase (Brooklyn, NY)
- …policies and are responsible for implementation of operating models to ensure full compliance on liquidity and regulatory capital rule changes. As a Associate on the ... and the funding application to ensure data integrity and compliance . + Engage in continuous process improvement initiatives, working...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- JPMorgan Chase (New York, NY)
- …and alternative trading systems (ATSs), while collaborating closely with the firm's compliance and business control management teams to ensure adherence to control, ... with clients, identifying and quantifying their custom requirements. + Ensure compliance with regulatory obligations, including adherence to market access controls… more
- Bank of America (New York, NY)
- …are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. At Merrill, we empower you to bring your ... service delivery model to include the bank's digital offerings and wealth management banking strategy in the market while working with the Home Office to ensure… more
- Mizuho Corporate Bank (New York, NY)
- …on the organization, and implementing necessary changes to ensure ongoing compliance . SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ... required. + 5+ years of experience in financial institution. + Banking /Regulatory Experience: + General knowledge of financial products and businesses, risk… more
- City National Bank (New York, NY)
- …consistent delivery centered on key areas of client needs. * Improve Sales & Banking Acumen - committed to continuously developing stronger banking acumen and ... must be able to be registered under the Safe Act. *Additional Qualifications* * Banking Products for Personal & Business clients - deep knowledge of CNB's offering,… more
- TD Bank (New York, NY)
- …escalation processes are followed + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, ... process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key controls and… more
- Citigroup (New York, NY)
- …: The Associate Banker plays a pivotal role within the Coverage Banking team, supporting senior bankers in managing key client relationships and delivering ... insights and a solid understanding of analytical techniques relevant to the banking industry. + Market Data: This includes data on market size, demographics,… more