- HSBC (New York, NY)
- …and the planet we all share. Corporate Sales is part of HSBC Global Banking and Markets, is responsible for serving corporate clients. As part of Corporate Sales, ... demands of the role (size of the organization, business knowledge process, compliance /risk nature of the function, intensity and diversity of change, competitive… more
- Citigroup (New York, NY)
- …Private Bank to maintain control, find solutions and resolve issues. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. + ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- OceanFirst Bank (Melville, NY)
- …from interim sheet through to closing. + Understanding of general lending compliance specifically as related to commercial lending. + Understanding of general ... lending compliance specifically as related to commercial lending. + Strong...including Word, Excel, and PowerPoint; Outlook, + Knowledge of banking core and sales tracking systems such as Premier… more
- NTT America, Inc. (Yonkers, NY)
- …distribution, sets performance objectives, conducts evaluations, and maintains compliance with hospital protocols. Additionally, this position provides ... stakeholders + ServiceNow & SLA Oversight + Monitor ticket accuracy, SLA compliance , and closure metrics within ServiceNow. + Conduct periodic audits and reporting… more
- Mizuho Corporate Bank (New York, NY)
- …process improvement initiatives to streamline workflows and enhance technology operations. + Compliance and Security: Ensure compliance with ITIL standards and ... Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and...3,500 professionals, and its capabilities span corporate and investment banking , capital markets, equity and fixed income sales &… more
- Mizuho Corporate Bank (New York, NY)
- …Liaise with Front Office and clients directly + Review monthly Americas Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal ... required. + Liaise with internal groups such as Legal, Compliance , Sanctions, Regulatory, Tax and Operations Skills and Competencies:...Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and… more
- TD Bank (New York, NY)
- …escalate issues where appropriate + Ensure business operations are in compliance with applicable internal and external requirements (eg financial controls, ... escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external requirements ( eg financial controls,… more
- Santander US (Brooklyn, NY)
- …fostering team member growth. You oversee risk controls by ensuring compliance with policies, procedures, and regulatory requirements, minimizing operational risks ... + Build and maintain strong relationships with customers to elevate their banking experience and foster loyalty. + Engage customers through digital platforms to… more
- TD Bank (New York, NY)
- …as well as internal policies and regulatory standards (as communicated by Compliance ) to assist in maximizing profitability through sound and well-informed decisions ... as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist in maximizing profitability through sound and… more
- Bank of America (New York, NY)
- …is calculated and reported both internally and externally. In our rapidly changing banking environment the individual in this role will be expected to maintain ... of such change and communicate these enhancements across ECM, Technology and Compliance is important. Strong quantitative, analytic and communication skills as well… more