- Wells Fargo (New York, NY)
- …while developing the knowledge to understand function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues and ... & Investment Bank (CIB) delivers a comprehensive suite of banking , capital markets and advisory solutions, including a full...of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange… more
- Wells Fargo (New York, NY)
- …. The Corporate & Investment Bank (CIB) delivers a comprehensive suite of banking , capital markets and advisory solutions, including a full complement of sales, ... while developing the knowledge to understand function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues and… more
- City National Bank (New York, NY)
- …and/or complex technology projects or programs focused on IT risk, compliance , and regulatory initiatives. This role leads cross-functional project teams responsible ... in driving adherence to regulatory timelines and ensuring fulfillment of compliance objectives while balancing budget, scope, and quality standards. Responsibilities… more
- Wells Fargo (New York, NY)
- …- Vice President (Lead Securities Quantitative Analytics Specialist) in Corporate & Investment Banking . Learn more about the career areas and lines of business at ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal… more
- American Express (New York, NY)
- …and partner with Technology, UX Design, Application Journey, Analytics, Risk, Compliance and Privacy stakeholders to deliver global and scalable capabilities and ... will be responsible for:** * Driving solutions to execute the global compliance roadmap and support various acquisition journey and market requirements. *… more
- Wells Fargo (New York, NY)
- …Engineer in Technology as part of Commercial and Corporate & Investment Banking Technology (CCIBT) to work on a cross-asset electronic trading platform. This ... implementing pricing, risk, and analytics models, supporting regulatory and compliance requirements and collaborating with traders, quants, product and other… more
- Wells Fargo (New York, NY)
- …experience, education **Desired Qualifications:** + Experience working in Investment Banking + Former management consulting or business management experience within ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...and are required to report certain incidents + Specific compliance policies may apply regarding outside activities or personal… more
- HSBC (Buffalo, NY)
- …in collecting and analyzing a broad range of credit, collateral and compliance documents related to the mortgage process, ensuring loan quality and integrity. ... and quality standards + Adhere to all federal, state and HSBC regulatory compliance polices while maintaining HSBC Code of Ethics. Ensure that HSBC's security… more
- Heritage Financial Credit Union (Middletown, NY)
- …of Internal Audit Are you ready to leverage your internal audit and compliance expertise to drive meaningful change in a mission-driven financial institution that ... a critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements, and fostering a strong culture of accountability… more
- Bank of America (New York, NY)
- …responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process ... completeness and accuracy associated with the firms Deposit Insurance determination and associated compliance to FDIC 370. Bank of America, NA holds over $2 trillion… more