- City National Bank (New York, NY)
- …business transactions. Monitors and maintains procedures and controls to ensure compliance with bank policies and industry regulations. Ensures client centered ... * Knowledgeable - Comprehensive knowledge of all aspects of operational banking functions including technical proficiency with legal documentation, KYC, commercial… more
- City National Bank (New York, NY)
- …first mortgage and concurrent second loan products to existing and potential banking diverse segment clients. Community Loan Officer duties include outside sales ... * Knowledge of mortgage credit policies and current industry compliance standards * Must meet and comply with all...* Promote the Bank's CRA efforts, fair and responsible banking goals, and the underserved communities *WHAT'S IN IT… more
- Mizuho Corporate Bank (New York, NY)
- …quality issues / corrective actions. Collaboration: + Work closely with risk management, compliance , IT, and data governance teams to ensure data needs are met and ... Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and...3,500 professionals, and its capabilities span corporate and investment banking , capital markets, equity and fixed income sales &… more
- Mizuho Corporate Bank (New York, NY)
- …team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong leadership ... Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and...3,500 professionals, and its capabilities span corporate and investment banking , capital markets, equity and fixed income sales &… more
- Mizuho Corporate Bank (New York, NY)
- …and examinations + Coordinate requirements and implementation with Legal and Compliance . + Review new products and ensure appropriate regulatory implementation to ... Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and...3,500 professionals, and its capabilities span corporate and investment banking , capital markets, equity and fixed income sales &… more
- KeyBank (Amherst, NY)
- …manager. **Essential Job Functions:** + Perform in depth research by utilizing internal banking systems, as well as external open source systems to review alerted ... and the mitigation of operational risk. + Develop rapport and communication with Compliance and LOB partners. + Identify and escalate information that appears to be… more
- TD Bank (New York, NY)
- …firm's procedures + Understands and complies with TD Policies, regulatory and compliance requirements + Ensures that transactions are fully documented and processed ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more
- Mizuho Corporate Bank (New York, NY)
- …and techniques, the concepts of risk, risk management, internal control and compliance , and the ability to effectively and consistently apply such understanding to ... Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and...3,500 professionals, and its capabilities span corporate and investment banking , capital markets, equity and fixed income sales &… more
- Mizuho Corporate Bank (New York, NY)
- …Mizuho as an IT Risk Management Reporting Specialist! The IT Governance, Risk, and Compliance ("IT GRC") team is seeking an Assistant Vice President to be a part ... Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and...3,500 professionals, and its capabilities span corporate and investment banking , capital markets, equity and fixed income sales &… more
- Mizuho Corporate Bank (New York, NY)
- …administrator s , banks, custodians, and auditors + Assist with regulatory compliance , including filings of regulatory forms (NFA/SEC) + Assist with investor ... Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and...3,500 professionals, and its capabilities span corporate and investment banking , capital markets, equity and fixed income sales &… more