- TD Bank (Charlotte, NC)
- … **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line oversight ... oversight of fair banking and support for other Fair Banking Compliance Teams and may assist with guidance related to analyses, training, complaints,… more
- TD Bank (Charlotte, NC)
- …culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide ... compliance oversight, guidance, and challenge across commercial banking . This role will primarily focus on compliance... banking . This role will primarily focus on compliance matters impacting commercial banking and payments,… more
- USAA (Charlotte, NC)
- …Account Manager supporting USAA' Banking & Oversight teams - spanning Audit, Banking , Enterprise Risk & Compliance and Legal - you'll lead the development ... effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + Bachelor's Degree in… more
- Guidehouse (Charlotte, NC)
- …and experience in one or more of the following areas: o Consumer Banking regulations and compliance o Operational improvement and effectiveness o Technology ... Minimum three (3)+ years of prior experience in consumer banking as a consultant and/or in the industry +...for participation in a recruitment event. Never provide your banking information to a third party purporting to need… more
- TD Bank (Charlotte, NC)
- …position is on the Program Risk Management & Reporting Team within the US Fair Banking Compliance Team. We are seeking an individual to manage fair banking ... internal audits. This individual will serve as a primary liaison between Fair Banking Compliance and other first and second line of defense teams to ensure… more
- City National Bank (Charlotte, NC)
- …years of financial services experience *Additional Qualifications* * Advanced knowledge of banking compliance laws and regulations, as related to mortgage ... agencies, including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S… more
- City National Bank (Charlotte, NC)
- …years of financial services experience *Additional Qualifications* * Advanced knowledge of banking compliance laws and regulations. * Ability to analyze complex ... agencies, including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S… more
- Bank OZK (Wilmington, NC)
- …accountability for banking center security for all employees occupying the banking center and ensure compliance with the bank's security program, policies, ... and attendance to work. + Demonstrate competency and accountability to maintain banking center operational standards, ensuring compliance with internal controls,… more
- Wells Fargo (Charlotte, NC)
- …and syndication. The role is part of the broader Corporate and Investment Banking (CIB) Compliance team and requires deep expertise in broker-dealer regulations ... **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital Markets… more
- Wells Fargo (Charlotte, NC)
- …meet their needs and grow the business + Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention + Ability to ... Branch Premier Banker (SAFE) in Consumer and Small Business Banking , as part of Branch Banking . Learn...by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect… more