- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to lead various topics across CIB ... Compliance . The Lead Compliance Officer will be responsible for managing topics across...working with Broker Dealers, and associated regulators (eg, investment banking , financial markets, Broker-Dealer, Swap Dealer, Futures Commission Merchant,… more
- Wells Fargo (Charlotte, NC)
- …and compliance requirements + Collaborate and consult with Commercial Banking Portfolio Management peers, colleagues, and mid level managers to resolve issues ... complex financial information clearly. + In-depth knowledge of industry standards, banking regulations, and compliance requirements. + Familiarity with the… more
- Bank of America (Charlotte, NC)
- …Leading discussions with the Global Payments Services Front Line Unit (FLU), Global Banking FLUs, Global Compliance & Operational Risk (GCOR) and Global ... Global Financial Crimes Executive - Correspondent Banking Charlotte, North Carolina;Washington, District of Columbia; New York, New York **To proceed with your… more
- Wells Fargo (Charlotte, NC)
- …complex financial information clearly. + In-depth knowledge of industry standards, banking regulations, and compliance requirements. + Familiarity with the ... while developing expertise in the function, policies, procedures, and compliance requirements + Collaborate and consult with functional colleagues, internal… more
- City National Bank (Charlotte, NC)
- …years of financial services experience *Additional Qualifications* * Advanced knowledge of banking compliance laws and regulations. * Ability to analyze complex ... agencies, including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S… more
- Bank OZK (Shelby, NC)
- …accountability for banking center security for all employees occupying the banking center and ensure compliance with the bank's security program, policies, ... and attendance to work. + Demonstrate competency and accountability to maintain banking center operational standards, ensuring compliance with internal controls,… more
- First Horizon Bank (Asheville, NC)
- …This position is responsible for the overall sales, production, profitability and regulatory compliance of a banking center. It is also the responsibility of ... this position to ensure the banking center delivers quality, accurate, and timely customer service....inclusive work environment that promotes teamwork and professional growth. Compliance and risk management + Collaborate with market operations… more
- Citizens (Charlotte, NC)
- …inventory. + Regulatory Knowledge: Familiarity and staying updated with relevant banking regulations (FRB, OCC) and compliance requirements, specifically ... Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and mitigate potential… more
- Capital One (Charlotte, NC)
- …+ 6 + years of experience in auditing one of the following areas: consumer compliance , banking or financial services industry, risk management. + 6+ years of ... Audit Manager: Compliance (Hybrid) Capital One's Audit function is a dedicated...experience in banking or the financial services industry + 1+ years of… more
- TD Bank (Charlotte, NC)
- …resolution, and documentation + Familiarity in data governance and data-related regulatory compliance + Awareness of Open Banking principles and frameworks + ... more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Business Oversight...Doctor (JD) a plus + Strong knowledge of consumer banking regulations, including but not limited to Regulations Z… more