- Wells Fargo (Charlotte, NC)
- …an Assistant General Counsel in the Markets Section of the Corporate & Investment Banking Legal Division to support the Wells Fargo Corporate & Investment Banking ... (CIB) Municipal Products Group (MPG), comprised of: Public Finance Investment Banking ; Municipal Sales and Trading; Syndicate and Municipal Derivatives Trading; and… more
- TD Bank (Hendersonville, NC)
- …details for this role. **Line of Business:** Personal & Commercial Banking **Job Description:** The Store Supervisor supervises day-to-day team activities to ... ensure operational excellence and compliance with policies and procedures to mitigate risk and...experience and build capabilities to shape the future of banking . Whether you've got years of banking … more
- TD Bank (Charlotte, NC)
- …in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners ( Compliance , Legal), and AMCB Consumer Bank teams to ensure that all regulatory, ... compliance , audit, and self-ID findings are remediated and customer...a high-level management role within wealth management or private banking + FINRA Series 7, 24, and 66 (or… more
- Truist (Charlotte, NC)
- …that drive positive results while working closely with partners in Legal, Risk, Compliance , and Operations to ensure that all products and practices are compliant. ... strategic projects that support profitable growth, operational soundness, or regulatory compliance for consumer and small business clients. 5. Oversee and direct… more
- SMBC (Charlotte, NC)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...overseeing and managing the technology strategy for Financial Crimes Compliance (FCC). This role involves leading a team of… more
- SMBC (Charlotte, NC)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...a Model Validation Analyst that will report to the Compliance Model Validation Manager, in the Risk Management Department,… more
- TD Bank (Charlotte, NC)
- …new business initiatives and interacting with internal partners such as Legal, Compliance , Privacy, Operational Risk, Regulatory Risk, Fraud, TRMIS and others to ... alignment to the broader organization from a policy and compliance perspective. **Depth & Scope:** + Actively engages partners...experience and build capabilities to shape the future of banking . Whether you've got years of banking … more
- TD Bank (Charlotte, NC)
- …CyberArk, Active Directory, Azure AD, etc.) and integration with governance, risk, and compliance (GRC) tools. + Familiarity with **SOX, GLBA, FFIEC** , and other ... applicable financial sector compliance requirements. This role will play a key part...and making a tangible impact in a highly regulated banking environment, we'd love to hear from you. **Depth… more
- First Horizon Bank (Charlotte, NC)
- …Manager will support money movement capabilities across retail and small business banking customers that may include transfers, P2P, bill pay, remote deposit, wires ... of customer to inform decision-making and product enhancements * Ensure product compliance with regulatory standards and manage risks effectively * Represent the… more
- First Horizon Bank (Charlotte, NC)
- …and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology; + evaluate control design adequacy in complex ... and strategically minded senior internal auditor with a deep understanding of banking and financial risk management; + provide critical assurance and advisory… more