- Wells Fargo (Charlotte, NC)
- …Macro Structured Solutions Trading desk team as a part of Corporate Investment Banking Operations. Learn more about the career areas and business divisions at ... + Deliver solid understanding of the function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues, and managers… more
- NetApp (Morrisville, NC)
- …corporate and securities matters including '33 and '34 Act reporting and compliance , corporate governance, mergers and acquisitions, equity investments, equity plan ... compliance , capital markets activities, and executive compensation disclosure. We...relating to capital markets activities and assist with other banking and investment matters + Maintain programs and policies… more
- Wells Fargo (Charlotte, NC)
- …for new and existing clients. + Coordinate with Product, Legal, and Compliance teams to align implementations with regulatory mandates and internal policies. + ... policies and procedures to comply with the United States and foreign compliance procedures + Participate in the implementation of long-term strategies, policies and… more
- Wells Fargo (Charlotte, NC)
- …within our Securities Tax Operations team as a part of Corporate Investment Banking Operations. Learn more about the career areas and business divisions at ... + Knowledge and understanding of technical IRS tax withholding and reporting compliance (1099 INT, 1099 MISC, 1099-B, 1042-S, IMY Reporting to Beneficiary Owners)… more
- US Bank (Charlotte, NC)
- …Chief Information Office collaborates with business partners (Consumer and Business Banking , Wealth Management and Investment Services, Corporate and Commercial ... Banking , Payment Services) as well as Risk and Corporate...mitigation -Partner with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on… more
- Eliassen Group (Raleigh, NC)
- …role involves designing and executing comprehensive test plans, ensuring system compliance , performing ETL testing, and identifying defects through detailed root ... with ETL tools (Datastage, DBT), vendor system oversight, OpenShift, and a banking or financial services background is a plus. **Location: 100% Remote** **Duration:… more
- Truist (Wilson, NC)
- …decision Fraud Solution Service Delivery related cases or alerts. 2. Utilize banking systems to investigate and research all transactional information to ensure that ... school diploma or equivalent education and related training 2. One year of banking , financial industry or related experience; preferably in a branch, audit, … more
- Wells Fargo (Charlotte, NC)
- …within the Client Due Diligence team as a part of Corporate Investment Banking Operations. Learn more about the career areas and business divisions at ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Wells Fargo (Charlotte, NC)
- …Specialist within the Wholesale Operations team as a part of Corporate Investment Banking Operations. Learn more about the career areas and business divisions at ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- EverBank (Charlotte, NC)
- **Sr Accountant** The Senior Accountant ensures compliance with financial transaction recording standards (eg, general ledger, cash payments/collections, tax ... activity in accordance with GAAP, organizational standards, and in compliance with Section 404 of the Sarbanes-Oxley Act. +...and commercial clients nationwide. As a pioneer in online banking , we offer convenient digital access for clients 24/7,… more