- Wells Fargo (Charlotte, NC)
- …- Vice President (Lead Securities Quantitative Analytics Specialist) in Corporate & Investment Banking . Learn more about the career areas and lines of business at ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal… more
- Truist (Charlotte, NC)
- …adherence to AI policies and procedures, conducting risk tiering, ensuring compliance with regulatory frameworks and providing independent risk oversight to one ... monitoring and reporting of transverse AI risk (eg, technology, data, operational, compliance ) within Enterprise Technology. 2. Serve as a subject matter expert and… more
- Wells Fargo (Charlotte, NC)
- …will support in executing Financial Institutions Group (FIG) correspondent banking reviews, complex financial intermediary reviews, and industry portfolio reviews. ... years of risk management, business controls, quality assurance, business operations, compliance , or process experience, or equivalent demonstrated through one or a… more
- RELX INC (Raleigh, NC)
- …II, you will be a self-starter and problem solver who has familiarity with compliance and industry frameworks and standards. You will need to be ready to enhance ... these skills as a member of our Compliance Team initially focusing on continuous control monitoring for...money or personal information. We never request money or banking details from job applicants. Learn more about spotting… more
- Wells Fargo (Charlotte, NC)
- …Global Operations are Consumer Lending Operations, Consumer, Small & Business Banking Operations, Wholesale Operations, Shared Services Operations, and Fraud and ... solution + Deliver four enterprise-wide central solutions to meet compliance : FUSE - Exception processing tool CRS - AML...of experience in financial crimes, risk management, or regulatory compliance + 5+ years of senior leadership experience in… more
- Wells Fargo (Charlotte, NC)
- …Engineer in Technology as part of Commercial and Corporate & Investment Banking Technology (CCIBT) to work on a cross-asset electronic trading platform. This ... implementing pricing, risk, and analytics models, supporting regulatory and compliance requirements and collaborating with traders, quants, product and other… more
- Wells Fargo (Charlotte, NC)
- …Owner (Senior Data Management Analyst) to work within the Corporate and Investment Banking (CIB) Data management organization as a Data Product Owner as part of ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal… more
- HCA Healthcare (Marion, NC)
- …Discounts + Retirement readiness, rollover assistance services and preferred banking partnerships + Education assistance (tuition, student loan, certification ... and its associated ambulatory properties. Essential Functions: + Ensure compliance with EOC regulatory, accreditation standards, and safety regulations. Plans,… more
- Wells Fargo (Charlotte, NC)
- …of Regulatory Reporting Technology team working on Platforms Modernization & Regulatory/ Compliance initiatives. The ideal candidate will be responsible for full ... + 5+ years of experience with Capital Markets / Banking / Financial Services + 7+ years of experience...**Desired Qualifications:** + Experience working within the regulatory and compliance requirements of the Financial Services Industry. + Strong… more
- Wells Fargo (Charlotte, NC)
- …Wells Fargo infrastructure footprint; provides information security; and enables continuous banking access through in-store, online, ATM, and other channels to Wells ... other technology teams across the enterprise to ensure common direction and compliance . Design complex technical solutions, write unit test, and test new… more