- TD Bank (Charlotte, NC)
- …provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director, Commercial, Operations and ... development and implementation of the target operating model for Compliance testing capability with a focus on optimizing controls,...experience and build capabilities to shape the future of banking . Whether you've got years of banking … more
- Vanguard (Charlotte, NC)
- We are seeking a seasoned compliance professional to lead monitoring and testing for our broker-dealer's Cash program, which includes banking -like features such ... CC, NACHA rules, and FINRA oversight. You will design and execute compliance testing frameworks, conduct regulatory due diligence, and validate control effectiveness… more
- Cherry Bekaert (Raleigh, NC)
- …practice, we have an excellent opportunity for a **Senior Associate (Regulatory Compliance )** to join our team providing internal audit, regulatory compliance ... our clients with deep knowledge, expertise and approaches in Regulatory Compliance , Internal Audit, Enterprise Risk Management, Technology Risk Management, and… more
- American Express (Charlotte, NC)
- …drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration with internal business ... impactful growth opportunities for the Company. As the Director- Compliance , this position, within the First Line of Defense...the regulatory environment and expectations of federal and state banking regulators. + Prior credit card industry and /… more
- Robert Half (Charlotte, NC)
- JOB REQUISITION Charlotte Risk and Compliance Intern - 2026 LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION Are You Ready to Live Something Different with ... a difference? You've come to the right place. POSITION HIGHLIGHTS Risk and Compliance interns work with Protiviti's clients, who are typically among the world's… more
- NTT America, Inc. (Charlotte, NC)
- …and forward-thinking organization, apply now. We are currently seeking a Risk & Compliance Consultant to join our team in Charlotte, North Carolina (US-NC), United ... firms. Learn more about how we partner with our Banking & Financial Services clients: https://us.nttdata.com/en/services/consulting-services/ banking -and-financial-services-consulting **How… more
- NTT America, Inc. (Charlotte, NC)
- …and forward-thinking organization, apply now. We are currently seeking a Risk & Compliance Consulting Manager to join our team in Charlotte, North Carolina (US-NC), ... firms. Learn more about how we partner with our Banking & Financial Services clients: https://us.nttdata.com/en/services/consulting-services/ banking -and-financial-services-consulting **How… more
- Capital One (Charlotte, NC)
- …(CRCM) or a relevant certification + At least 3 years of experience in corporate compliance + 4+ years of experience in banking or the financial services ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is...in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer… more
- American Express (Charlotte, NC)
- …drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration with internal business ... impactful growth opportunities for the Company. As the Director- Compliance , this position, within the First Line of Defense...the regulatory environment and expectations of federal and state banking regulators. + Prior credit card industry and /… more
- First Horizon Bank (Charlotte, NC)
- …and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design adequacy in complex ... related auditing experience Relevant financial services industry knowledge (Regulatory Compliance , Operations) Excellent oral and written communication skills Ability… more