- Navy Federal Credit Union (Vacaville, CA)
- …services to achieve the financial client's goals as a registered representative/ advisor /agent of Navy Federal Investment Services (NFIS) and subsidiaries, or ... to grow book of business + Partners with Wealth Advisor in assigned territory to segment book of business...for smaller dollar volume, and less complex, accounts in compliance with Navy Federal and NFIS policies and procedures… more
- M&T Bank (Costa Mesa, CA)
- …and solutions of the firm.Work closely with Client Managers, Private Banking , Investment Advisors and Fiduciary Advisors to assess client's current financial ... ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- Wells Fargo (El Segundo, CA)
- …and transit authorities-by delivering tailored financial solutions and acting as a trusted advisor across the full suite of banking services. This role requires ... **About this role:** Wells Fargo is seeking a Senior Lead Commercial Banking Relationship Manager for Government for the west region as part of the Commercial Bank.… more
- Robert Half Finance & Accounting (San Ramon, CA)
- …resources that empower you to deliver exceptional client outcomes. If you're an experienced advisor looking for a role where you can make an immediate impact and ... Monitor market trends and client portfolios, making adjustments as needed + Ensure compliance with all industry regulations and firm policies Why Join Us? +… more
- BMO Financial Group (Sacramento, CA)
- …and advice in collaboration with other team members to deliver a comprehensive banking solution in the best interest of the customer. Determines client needs and ... customer conversations to generate referrals for personal and commercial banking products (eg personal banking , lending, and...between stakeholders. + Follows through on the risk and compliance processes and policies to ensure we safeguard our… more
- BMO Financial Group (Los Angeles, CA)
- The Head of US HNW Banking is responsible for managing four regional teams responsible for delivering Private Banking deposit and lending products. The team will ... reviews and covenant checking and portfolio monitoring. The HNW Banking team works closely with the Banking ...maintain overall service standards. + Acts as a trusted advisor to senior leaders for making business decisions and… more
- City National Bank (Los Angeles, CA)
- …core compliance and operational risk program functions for Personal and Business Banking , such as Compliance Risk Assessments, Compliance AI reviews, ... operational, and related risk areas, acting as a trusted advisor and SME to business partners and controls teams....preventive and detective controls relating to Personal and Business Banking (focus on Compliance -related controls) * Coordinate… more
- Insight Global (San Jose, CA)
- …and Morningstar Direct technologies. Our client also provide continuous training in compliance processes. As a key contributor, you will receive significant support ... financial, and correspondence files * Maintain and perform regulatory compliance tasks per the firm compliance manual...an asset or wealth management firm, brokerage firm or banking * BS or BA degree required; Series 65… more
- City National Bank (Ontario, CA)
- *COMMERCIAL BANKING MANAGER* WHAT IS THE OPPORTUNITY? Develops sales management and relationship development strategies to promote the revenue growth and ... sales, referrals, cross sales and retention efforts of the Commercial Banking Relationship Managers and Commercial Client Services Officers. Develops business… more
- BMO Financial Group (CA)
- …the required internal control standards, including adherence to audit, regulatory and compliance policies. + Leads and executes business development plans to that ... or exceeded. + Provides strategic input into business decisions as a trusted advisor . + Makes recommendations to senior leaders on strategy and new initiatives,… more