- TD Bank (New York, NY)
- …the Compliance Program Management team. This role will serve as a critical advisor to the Head of Compliance Program Management (AVP) and be responsible for ... & Subject Matter Expertise:** + Act as a strategic advisor and SME to Compliance Program Management...experience and build capabilities to shape the future of banking . Whether you've got years of banking … more
- TD Bank (New York, NY)
- …global policy rollouts, system migrations, and process reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...Securities with a primary focus on Corporate and Investment Banking , Capital Markets, Commercial Banking , Mergers and… more
- KeyBank (Amherst, NY)
- …or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and emerging ... of wealth management products and services (eg - trust, private banking , securities/investment management) as well trust/fiduciary related compliance ,… more
- KeyBank (Amherst, NY)
- …years of wealth management related (eg - trust/fiduciary, asset management, private banking , securities, etc.) compliance , risk management, and/or internal or ... banking , securities/investment management) as well as trust/fiduciary related compliance , operations, and risk management strategies with respect to the… more
- American Express (New York, NY)
- …as a trusted advisor to senior leaders, supporting a culture of compliance and accountability. + Providing business-specific Compliance expertise to the BU + ... an experienced and strategic Director - First Line of Defense (1LOD) Compliance professional to lead compliance risk identification, management, and mitigation… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...Investment Risk Specialist (CFIRS) or Certified Trust and Fiduciary Advisor (CTFA).** + **Familiarity with Office of the Comptroller… more
- American Express (New York, NY)
- …risk concepts into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to front-line business teams, helping them understand ... Lifestyle Services, the Centurion Lounge network, Global Dining, US Consumer Banking , Amex Offers, and best-in-class marketing programs across Customer, Prospect,… more
- American Express (New York, NY)
- …for Compliance related BU issues **Key Responsibilities:** + Act as a compliance risk advisor to front-line business teams, helping them understand and ... detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing ...in financial services. + Working knowledge of key US banking regulations (eg, ECOA, RegB, UDAAP, Reg E, Reg… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... details for this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance ...review quality and methodology. + Act as a strategic advisor on evolving regulatory expectations, enforcement trends, and industry… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR * *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more