- TD Bank (New York, NY)
- …generally manages a team greater than 5 Audit professionals/specialists + Strategic advisor to leadership team on the management of the portfolio and financials, ... 10+ years of relevant experience **Preferred Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + OCC/FINRA/SEC/CFPB/ FED/… more
- Stony Brook University (Stony Brook, NY)
- …privacy compliance requirements. + Serve as a trusted privacy advisor across the university collaborating with stakeholders to integrate privacy considerations ... experience. Hands-on experience managing and interacting with federal & state compliance regulators and international privacy laws. Must have, keep and maintain… more
- JPMorgan Chase (New York, NY)
- The Relationship Manager is an essential member of the Financial Advisor 's team. A Relationship Manager works in close partnership with the Financial Advisor (s) ... clients. The ideal candidate has a strong understanding of the Financial Advisor role and the ability to build strong relationships with clients helping… more
- JPMorgan Chase (New York, NY)
- …a large network throughout all functions supporting the business: Risk, Legal, Compliance , Business Control, Technology, Chief Data Office, Finance, and others. This ... + Liaise with Front Office, Sustainability team, Strategy team, Risk, Finance/Controllers, Compliance , Legal and other internal functions + Provide leverage to the… more
- World Wide Technology (New York, NY)
- …guide complex transformation strategies for Fortune 500, including leading global Banking and Financial Services institutions, and large public sector organizations, ... Responsibilities:** **Maximize Account Engagement** + Engage as a trusted C-suite advisor to shape and advance enterprise data center transformation opportunities in… more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...colleagues in other technology and control functions including legal, compliance , data security and risk management to promote front-to-back… more
- Mizuho Corporate Bank (New York, NY)
- …Legal, Compliance , and other functions, serving as a trusted advisor and providing constructive challenge and oversight of resilience-related plans and ... industry's best practices.The new team member will be responsible for supporting the compliance program on DORA, the management of the transformation as well as the… more
- Citigroup (New York, NY)
- …acquisitions and other types of financial transactions in coordination with the Institutional Banking team. The Banker also serves as an intermediary in trading for ... objective of this role is to act as strategic advisor to our clients by formulating investment strategies and...ensure solutions meet or exceed internal risk, return and compliance requirements, ethical standards, and anticipated future changes in… more
- KeyBank (New York, NY)
- …York, New York 10019 **Job Summary** Serves as the Relationship Manager and Financial Advisor to clients with complex needs, introducing a full range of core ... banking products, differentiated capabilities and comprehensive solutions to meet...strong risk management acumen including complex credit, operational and compliance risks to act as first line of defense… more
- M&T Bank (Buffalo, NY)
- …work towards building your own portfolio of business, eventually becoming a Wealth Advisor or Investment Advisor Associate. There is the opportunity to gain ... to assigned department. Receive job specific training, general training in banking , communication and leadership, and personalized coaching and feedback. Performance… more