• Senior Manager Credit & Fraud Risk (CFR)…

    American Express (Charlotte, NC)
    …for Compliance related BU issues **Key Responsibilities:** + Act as a compliance risk advisor to front-line business teams, helping them understand and ... detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing ...in financial services. + Working knowledge of key US banking regulations (eg, ECOA, RegB, UDAAP, Reg E, Reg… more
    American Express (10/17/25)
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  • Head of Wealth Product, Investment Strategy…

    TD Bank (Charlotte, NC)
    …Product, Investment Strategy and Trust owns responsibility for US Wealth's Banking and Investment Products, Investment Management and Brokerage functions, Chief ... as President of TD Private Client Wealth, LLC. TD Bank's Registered Investment Advisor and Broker Dealer. **Depth & Scope:** + Provides people management leadership… more
    TD Bank (10/22/25)
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  • Executive Assistant

    Thrivent Financial (Hendersonville, NC)
    Summary Michael Jay Raymond is an independent Wealth Advisor of Thrivent Financial. We take a broad-based approach to helping our clients achieve multiple financial ... Executive Assistant will provide comprehensive support to the Lead Advisor , Michael Jay Raymond, by handling both personal and...Wealthscape are deemed Access Persons and are subject to Compliance with the firm's Code of Ethics which requires… more
    Thrivent Financial (09/18/25)
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  • Premier Supervisory Leader

    Truist (Charlotte, NC)
    …implement, and supervise Premier initiatives and processes. Partner with Premier Banking leadership to advance, train, and coach premier teammates on regulatory ... priorities and risk and compliance requirements. Provide oversight and direct leadership on multiple...initiatives. Develop and maintain strong knowledge of the Premier Banking business and its strategic priorities to ensure alignment… more
    Truist (10/23/25)
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  • Data Transformation

    SMBC (Charlotte, NC)
    …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...enterprise-wide initiatives in data governance, data management, and regulatory compliance , with a focus on key areas such as… more
    SMBC (10/30/25)
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  • Relationship Banker

    First Horizon Bank (Mount Holly, NC)
    …through Friday 9:00AM to 5:00PM, The Relationship Banker is a trusted advisor who engages clients in meaningful, consultative conversations to understand their ... excellent service, personalized advice, and proactive sales while supporting the banking center's overall sales goals. This role performs moderately complex to… more
    First Horizon Bank (10/20/25)
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  • Premier Growth Director

    Wells Fargo (Charlotte, NC)
    …and Managers to drive sales growth across a broad suite of investment and banking products. Learn more about our career areas and lines of business at ... Work directly with Financial Advisors and Area Managers within the Wells Fargo Advisor Premier Channel to facilitate growth across investments and full balance sheet… more
    Wells Fargo (09/05/25)
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  • Construction Monitoring Analyst- CBG Operations

    Regions Bank (Charlotte, NC)
    …is submitted and acceptable, per Regions' construction loan policy and Real Estate Banking Advisor guidelines + Assists with questions and works with senior ... + Reviews construction contracts and other construction-related documents to ensure compliance with policy and identify any relevant or outstanding issues +… more
    Regions Bank (10/23/25)
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  • Wealth Management Client Specialist

    First Horizon Bank (Raleigh, NC)
    …The Wealth Management Client Specialist will be actively involved in supporting advisor (s) through a full service platform. Assists in achievement of sales revenue ... requests, address changes, etc. * Serves as liaison and between sales team, compliance , and other business lines throughout the firm * Manages account opening… more
    First Horizon Bank (10/29/25)
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  • Business Unit Risk Specialist - FINRA - New York,…

    Truist (Charlotte, NC)
    …of America) **Please review the following job description:** The Business Unit Risk Advisor Specialist II-FINRA engages with the Investment Banking and Capital ... Business Unit stakeholders to support The Business Unit Risk Advisor Specialist II-FINRA is a role within the Investment... Specialist II-FINRA is a role within the Investment Banking and Capital Markets (IBCM) Business Unit Risk Team.… more
    Truist (10/22/25)
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