- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to ... projects as needed **Depth & Scope** + Accountable for a significant area(s)/broad business units of Compliance that typically has enterprise wide impact or… more
- JPMorgan Chase (New York, NY)
- …Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , financial ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...strong and resilient. You help the firm grow its business in a responsible way by anticipating new and… more
- American Express (New York, NY)
- …of American Express. American Express National Bank is American Express' US banking operation, representing more than 60% of the company's revenues through ... key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact...in this role?** The **Senior Manager of Product & Systems Management** will support the Director in managing and… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Researches application issues. + Develops training/help programs related to the various Compliance systems overseen by our department. + Reports compliance ... program status and activities to compliance and business management. + Develops procedures to reconcile data across vendor and internal systems to ensure… more
- American Express (New York, NY)
- … units, functional areas, and geographies. The VP, will: + Provide business specific compliance expertise, particularly in relation to identifying where ... at the following: + Providing identification of financial crisis risks throughout business processes and systems + Facilitating risk assessment performance in… more
- KeyBank (Albany, NY)
- …assist with applying laws and federal regulations to each applicable line of business processes and systems . **ESSENTIAL JOB FUNCTIONS** + Provide subject matter ... Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF** The Compliance Manager will be a member of the Consumer...second line of defense oversight to various lines of business , with a focus on deposit servicing functions. Additionally,… more
- New York State Civil Service (New York, NY)
- …Services is seeking candidates for the position of Financial Services Specialist 1 ( Compliance ) in Mortgage Banking . Duties include, are not limited to, the ... Financial Services, Department of Title Financial Services Specialist 1 ( Compliance ), SG-18 Occupational Category Financial, Accounting, Auditing Salary Grade 18… more
- KeyBank (Albany, NY)
- …federal regulations and second line of defense oversight to various lines of business . Additionally, the Compliance Officer will conduct compliance ... Officer will provide consultative advice across all lines of business related to compliance . The Compliance...banking industry, particularly deposit product offerings and the systems supporting them. + Ability to comprehend and interpret… more
- American Express (New York, NY)
- …testing (UAT) for new tools and enhancements, ensuring functionality aligns with business and compliance requirements. * Support user training and enablement, ... and manage multiple priorities. Preferred Qualifications: * Familiarity with governance, risk, and compliance (GRC) systems or tools. * Exposure to AI or… more
- American Express (New York, NY)
- …regulatory frameworks and general regulatory knowledge, including consumer protection and compliance management systems preferred * Experience communicating and ... (CRMC, CAMS, CCEP, CIP) * Bachelor's degree in Law, Compliance , Business , or a related field required;...Hiring Ordinance. For positions covered by federal and/or state banking regulations, American Express will comply with such regulations… more