- SMBC (Charlotte, NC)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:… more
- Wells Fargo (Charlotte, NC)
- … business . + Review deal terms with customers. + Identify and mitigate business and legal risks within compliance requirements. + Identify and recommend ... the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical accommodation during… more
- TD Bank (Charlotte, NC)
- …skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ... who can provide you more specific details for this role. **Line of Business :** Enterprise Enabling Functions **Job Description:** As a customer Identity and Access… more
- Wells Fargo (Charlotte, NC)
- …all aspects of loan closings. + Accurately evaluate and upload data into the systems of record to ensure compliance with all bank policies, procedures and ... with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in Canada: Applications for… more
- Wells Fargo (Charlotte, NC)
- …and upload data into the systems of record + Research complex business and operational decisions + Ensure compliance with all policies, procedures, and ... with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in Canada: Applications for… more
- US Bank (Charlotte, NC)
- … business line. Operations provides direct support to Consumer and Business Banking , Payment Services, and Wealth Management and Investment Services ... to report draft issuance. 5. Providing on-the-job training for staff. Includes business knowledge of products, services, and delivery systems ; company policies… more
- Bank of America (Charlotte, NC)
- …CFA, CPA) preferred * Experience in any of the following areas: Operations/Finance/Risk/ Compliance * Strong knowledge of financial markets, banking industry, ... operations functions and products with the introduction of new initiatives, systems , products, services, and processes. Job Description: This role is responsible… more
- City National Bank (Charlotte, NC)
- …* Certifies and provides a final Workbook to the Processor * Ensures compliance with bank and statutory/regulatory guidelines * Client Satisfaction * Promotes a team ... to the RLC and Processor when required * Utilizes systems and tools to ensure that the RLC's are...communicates daily with all levels as required to support business units, Processors, Funding/Doc Prep to ensure requirements are… more
- American Express (Charlotte, NC)
- …Control Management Risk ID & Assessment team is to identify risks throughout business processes, systems , and platforms, develop and recommend risk mitigation ... closely on technical issues + Assist in additional identification of risks throughout business processes and systems (along with business process owners)… more
- USAA (Charlotte, NC)
- …and Information Security (IS) strategic and aggregate risks across the business while advancing the Enterprise Risk Management function for aggregation, ... aspects of the delivery of those programs across the line of business . Provide risk management and governance leadership, operational direction and operational… more