- JPMorgan Chase (New York, NY)
- …your professional and technical skills. You will be provided with a strong support network consisting of a dedicated program manager , mentors, and senior ... across our businesses. Our collaborative culture is designed to support YOUR success - wherever it takes you. As...Chase through exposure to our business units: Auto, Business Banking , Card Services, Connected Commerce, Consumer Banking ,… more
- TD Bank (New York, NY)
- …**Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and ... the viability of Monitoring Activities through scope and sampling alignment; support MA execution improvements; collate document and evidence organization and… more
- TD Bank (New York, NY)
- …with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. **Depth & Scope:** ... Testing and Monitoring metrics, and contribute to department reporting + Support issues management development and tracking of Compliance-identified findings + … more
- TD Bank (New York, NY)
- …with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. Compliance Monitoring ... Testing and Monitoring metrics, and contribute to department reporting + Support issues management development and tracking of Compliance-identified findings. + … more
- TD Bank (New York, NY)
- …depends on us. The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in ... across multiple trading desks and asset classes. + Surveillance Data Management: Support the ingestion, transformation, and validation of trading data from multiple… more
- TD Bank (New York, NY)
- …business heads at the Dealer, providing them with business management support , management information, desk-based supervision support , supplemental trading ... contact to advise or coordinate with Global Markets supervisors and key support stakeholders on day to day supervision accountabilities; and regulatory or business… more
- KeyBank (NY)
- …or conflicting data and coordinates corrections with the Credit Associate or Portfolio Manager . + Offers suggestions to support a continuous improvement mindset. ... the closing process. + Independently manage assigned work with limited oversight from manager ; offer assistance to others as time permits. + Manages risk through… more
- TD Bank (New York, NY)
- …individual corporations, industries, financial markets and/or economic developments to support business needs and publish high quality research reports/presentations ... and various markets. Also provides critical insights and industry information to support advisory services. **Depth & Scope:** + Highly seasoned professional role… more
- TD Bank (New York, NY)
- …Manage corporate action taxability, processing, and determination of fair market value to support tax withholding and reporting + Analyze and provide tax feedback on ... new activity reviews to support implementation of new products, services, and geographical activity...extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering… more
- TD Bank (New York, NY)
- …key stakeholders including the front office teams as well as the support functions including Technology and Operations * Build relationships with Compliance Advisory ... * Participate fully as a member of the team, support a positive work environment that promotes service to...extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering… more
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