- TD Bank (New York, NY)
- …details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is ... interest across TDS Securities with a primary focus on Corporate and Investment Banking , Capital Markets, Commercial Banking , Mergers and Acquisitions, and other… more
- Wells Fargo (Forest Hills, NY)
- …National Branch Network as part of the Consumer, Small and Business Banking division. This is an interim non-exempt position. Successful completion and certification ... to meet Branch Network business objectives + Identify opportunities for making banking easier for customers through education and demonstration of available digital… more
- New York State Civil Service (New York, NY)
- …resource procurement, evidence control, integrity control, records custody, and peace officer training;* Manages a special projects unit supervisor overseeing a team ... Qualifications* Possession of a current NYS basic police school certification, peace officer certification or be able to attain its equivalent and can drive… more
- TD Bank (New York, NY)
- …**Job Description:** **Job Description Summary:** The Financial Crime Risk Investigation Support Officer I provides a broad range of support and/or performs general ... activities and transactions to resolve business issues + Reviews banking transactions to ensure they are within the bank...experience and build capabilities to shape the future of banking . Whether you've got years of banking … more
- Pioneer Bank (Albany, NY)
- …guidelines under the Deposit Operations Support Manager and Deposit Operations Officer , focusing on verification of proper account documentation and workflows. These ... accounts + New & Closed Account Review + Online Banking Registration + Account Type Changes Check and ACH...tasks within Deposit Operations. + Maintain knowledge of deposit banking functions, regulatory requirements, along with performing the due… more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various… more
- JPMorgan Chase (New York, NY)
- …Markets Trading, Sales & Research, Payments, Securities Services, and Global Banking -driving the integration of advanced analytics and AI into business strategies ... Accelerator will report directly to the CIB Chief Analytics Officer . **Job responsibilities** + Direct the AI Accelerator team...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- American Express (New York, NY)
- …the Global Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security Risk, Business ... within the GRC group, headed by the Chief Risk Officer (CRO) of the company. This is a unique...experience in data security & risk management within the banking /financial services industry including policy & procedure development, risk… more
- New York State Civil Service (Albany, NY)
- …our regulated financial institutions in support of DFS' efforts to enforce the Banking , Insurance and Financial Services laws. This may involve travel and undercover ... of enforcement, regulatory and licensing investigative activities, pursuant to the Banking , Insurance and Financial Services Laws and the Department's regulatory… more
- American Express (New York, NY)
- …digital capabilities and payment automation initiatives. This Line of Business Compliance Officer (LOBCO) second line of defense role provides the opportunity to ... laws and regulations for commercial B2B products, features and processes. This Compliance Officer will be an essential contact for the GCS business when managing… more