- Citigroup (Tampa, FL)
- …assurance to the Board of Directors, the Committees, the Citigroup Chief Risk Officer , the Citigroup Chief Credit Officer , senior management and regulators on ... to determine regulatory capital treatment for various exposures. The SVP, Lead Banking Book Basel Reviewer manages independent review and challenge of regulatory… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …including communication of findings and interaction with the Investment Advisory Chief Compliance Officer and senior management. Maintains extensive contact with ... **Knowledge of:** * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Understanding of risk management including… more
- American Express (Sunrise, FL)
- …Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk ... Officer , with the objective of ensuring that American Express...of risk awareness and proactivity around regulatory matters. The Compliance Risk Management team facilitates and monitors the implementation… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …required with a Master's degree preferred. Minimum of ten (10) years of Compliance , Legal, Banking and/or regulatory experience in the financial services ... and/or specialized training in financial services industry information and records management compliance to support the firm's overall efforts to manage information … more
- Citigroup (Miami, FL)
- …additions, payments and special service transactions to ensure that transactions meet compliance guidelines. Adhere to MPP, RDIP, banking , investment and tax ... A Service Officer provides service support to the Citi Private...supports a Private Banker in delivering consistently high quality banking , credit, trust, fiduciary, capital markets and investment services… more
- TD Bank (Fort Lauderdale, FL)
- …to guidelines and regulatory requirements under control partner direction (eg, Privacy, Legal, Compliance , Office of the Chief Data Officer , etc.) + Accountable ... adherence to guidelines and regulatory requirements under Privacy, Legal, Compliance , and Office of the Chief Data Officer...experience and build capabilities to shape the future of banking . Whether you've got years of banking … more
- Wells Fargo (Clearwater, FL)
- …share the value of digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss ... Network as part of the Consumer, Small and Business Banking division. This is an interim non-exempt position until...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Wells Fargo (Panama City Beach, FL)
- …share the value of digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss ... Network as part of the Consumer, Small and Business Banking division. This is an interim non-exempt position until...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Citigroup (Jacksonville, FL)
- …environment. You will be responsible for proactive investment and banking guidance/education, which includes account opening and asset gathering, providing ... exceptional service, making investment/ banking referrals, as well as managing and fulfilling ...to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , Digital Wealth Solutions, etc.) + Manage client follow-up… more
- JPMorgan Chase (Tampa, FL)
- …impact and advance your career with us. **Job Summary:** As a Global Corporate Banking (GCB) Control Officer - Associate within the Business Operations team, you ... Join our Global Corporate Banking team and play a pivotal role in...years in controls, audit, quality assurance, risk management, or compliance . + Strong business acumen with knowledge of regulatory… more