- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance . + Rules and regulations of: Securities Exchange ... **Essential Duties and Responsibilities** + Support the Chief Privacy Officer (CPO) to define and achieve the strategic vision...Master's degree preferred. Minimum of ten (10) years of Compliance , Legal, Banking and/or regulatory experience in… more
- American Express (Sunrise, FL)
- …(Tech) business unit. This role will lead an organization of line of business compliance officer teams across American Express' Global Shared Services. As the ... this role?** This position will be a leader within the Global Compliance & Ethics organization, responsible for administering a comprehensive regulatory … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …required with a Master's degree preferred. Minimum of twelve (12) years of Compliance , Legal, Banking and/or regulatory experience in the financial services ... associates, budget, reporting structure, and division of responsibilities within Compliance department. + Oversees the privacy impact assessments (PIAs), data… more
- Citigroup (Miami, FL)
- …additions, payments and special service transactions to ensure that transactions meet compliance guidelines. Adhere to MPP, RDIP, banking , investment and tax ... Job Description A Bilingual (Spanish and English) Service Officer provides service support to the Citi Private Latin America businesses. Their focus is to ensure… more
- First Horizon Bank (Coral Gables, FL)
- …coding. + Preparation of various forms under the guidance of the Trust Officer . + Processing various cash transactions using Trust and bank systems, including but ... assets). + Scanning and uploading various documents needed for compliance purposes and providing requested documentation for audits. +...serving as a liaison between the client and Trust Officer as well as other departments of the bank.… more
- Wells Fargo (Miami Beach, FL)
- …share the value of digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss ... Network as part of the Consumer, Small and Business Banking division. This is an interim non-exempt position. Successful...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Wells Fargo (Lakeland, FL)
- …share the value of digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss ... Network as part of the Consumer, Small and Business Banking division. This is an interim non-exempt position until...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Citigroup (Jacksonville, FL)
- …environment. You will be responsible for proactive investment and banking guidance/education, which includes account opening and asset gathering, providing ... exceptional service, making investment/ banking referrals, as well as managing and fulfilling ...to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , Digital Wealth Solutions, etc.) + Manage client follow-up… more
- First Horizon Bank (Miami Lakes, FL)
- …documentation duties related to both agency and portfolio loans while ensuring compliance with policies and procedures for all loan products. Candidates must possess ... reviewing the file for completeness, reading all comments from the Mortgage Loan Officer (MLO)/ Mortgage Loan Assistant (MLA), indexing all the docs in the… more
- Wells Fargo (Lady Lake, FL)
- …to the banking industry * Knowledge and understanding of retail compliance controls, risk management, and loss prevention * Ability to work effectively under ... Network as part of the Consumer, Small & Business Banking division. Learn more about the career areas and...and colleague experience, and ensure timely completion, quality, and compliance in teller functions * Provide feedback and present… more