- Raymond James Financial, Inc. (New York, NY)
- …essential risk context. . Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk management strategies ... **Skill in:** . Risk operations, work processes, internal controls and banking regulations. . Excellent communication skills to clearly articulate matters while… more
- Citigroup (New York, NY)
- The Banking Sanctions Head is a senior Independent Compliance Risk Management (ICRM) professional with subject matter expertise on Economic Sanctions that ... reports into Citi's Chief Sanctions Officer . The role is responsible for setting strategy and...of control gaps in a timely way. + Monitoring Banking 's compliance with requirements set forth by… more
- JPMorgan Chase (New York, NY)
- …and Coverage teams to support the execution of Investment and Corporate Banking transactions across Equity Capital Markets, Debt Capital Markets, Mergers and ... Acquisitions, and Lending. As an Investment Banking Deal Services Relationship Partner in the Deal Services...product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product… more
- Wells Fargo (White Plains, NY)
- …our National Branch Network as part of the Consumer, Small & Business Banking division. Learn more about the career areas and business divisions at ... a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008...customer to technology and share the value of mobile banking options + Ability to help customers succeed financially… more
- M&T Bank (Buffalo, NY)
- …for risk and control functions in the business unit. Assist the Business Risk Officer in setting direction for the department and risk policy of the organization. ... internal risk committees. Provide direct assistance/support to the First Line Risk Officer + Monitor business unit performance with respect to established key risk… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Compliance Officer is a key member of the TDS US Compliance ... and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core … more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $150,000 USD TD is committed to providing fair ... details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- American Express (New York, NY)
- …Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk ... Officer , with the objective of ensuring that American Express...of risk awareness and proactivity around regulatory matters. The Compliance Risk Management team facilitates and monitors the implementation… more
- Heritage Financial Credit Union (Middletown, NY)
- …with all requirements of the BSA and cooperate with the designated BSA Officer in assuring compliance . Skills/Abilities: + Ability to project a professional ... Senior Compliance Analyst Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) Job Type Full-time Description Join a… more
- American Express (New York, NY)
- …Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk ... Officer , with the objective of ensuring that American Express...of risk awareness and proactivity around regulatory matters. The Compliance Risk Management team facilitates and monitors the implementation… more