- Banc of California (Durham, NC)
- …BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of California (the "bank"). Banc of California is one of ... the nation's premier relationship-based business banks focused on providing banking and treasury management services to small, middle-market, and venture-backed… more
- Truist (Greensboro, NC)
- …identification, mitigation, monitoring and reporting of operational, technology, and compliance related risks within Enterprise Technology. 2. Communicate and drive ... equivalent combination of education and experience. 2. Twelve+ years of banking , technology, operations or risk management experience including experience working… more
- Wells Fargo (Charlotte, NC)
- …in Corporate Investment Banking (CIB) as part of The Chief Operating Officer (COO), within our CIB Banking Capital & Portfolio Management Group. Learn ... **In this role, you will:** + Partner with the Banking Lending COO team and other internal stakeholders to...of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange… more
- TD Bank (Charlotte, NC)
- …risk monitoring + Create and generate executive case summaries to support Chief Compliance Officer reporting to Executive Leadership, the Board(s) of Directors, ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...experience and build capabilities to shape the future of banking . Whether you've got years of banking … more
- American Express (Apex, NC)
- …(Tech) business unit. This role will lead an organization of line of business compliance officer teams across American Express' Global Shared Services. As the ... this role?** This position will be a leader within the Global Compliance & Ethics organization, responsible for administering a comprehensive regulatory … more
- Truist (Charlotte, NC)
- …Unit or Corporate functions in collaboration with the CDAO and Chief Privacy Officer . c. Review data requirements to enable compliance with Privacy Policy ... to Data Privacy Group - collaborate with Chief Privacy Officer and team. c. Review data requirements to enable...Data and Analytics including emerging trends 3. Understanding of banking operations, risk management, and regulatory compliance … more
- Wells Fargo (Charlotte, NC)
- …share the value of digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss ... Network as part of the Consumer, Small and Business Banking division. This is an interim non-exempt position. Successful...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- JPMorgan Chase (Charlotte, NC)
- …world of finance. As a Client Onboarding Vice President within Commercial & Investment Banking , you will be a key player in the onboarding process, ensuring our ... products for both new and existing clients transitioning to the Chase banking platform. You will leverage your advanced understanding of risk management, strategic… more
- First Horizon Bank (Charlotte, NC)
- …protecting the organization's talent and reputation by proactively managing HR compliance , risk, fraud, and associate relations. This role advances business ... trust, and accountability. Reporting directly to the Chief Human Resources Officer , this leader partners across the enterprise to translate regulatory requirements,… more
- First Horizon Bank (Raleigh, NC)
- …loan Budget changes within established limits or refer loan to RM or Credit Officer for further approval/override as provided by Policy. + Review and approve Draw ... for the Bank. + Works closely with senior management, RMs, PMs, Credit Risk, Compliance and Internal Audit partners to ensure that the credit remains in … more