• Director, Markets Compliance Officer

    Scotiabank (New York, NY)
    Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... to results, in an inclusive and high-performing culture. **Global Banking and Markets** Global Banking and Markets...**What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales… more
    Scotiabank (07/28/25)
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  • Senior Compliance Officer - Surveillance,…

    TD Bank (New York, NY)
    …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports the Trade ... framework. Specifically, the Data Quality Team works with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line… more
    TD Bank (07/22/25)
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  • Executive Director, Swap Dealer Compliance…

    CIBC (New York, NY)
    …**What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, surveillance ... to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1) advising CIBC's global Swaps OTC Derivatives… more
    CIBC (07/25/25)
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  • Home Lending Officer - (SAFE Act)…

    Citigroup (Brooklyn, NY)
    The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking , securities brokerage, and… more
    Citigroup (07/18/25)
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  • Risk Management - Lead Credit Officer

    JPMorgan Chase (Uniondale, NY)
    …real-world challenges that impact our company, customers, and communities. As a Lead Credit Officer within the Credit Risk team, you will play a critical role in ... management. + Serve as a technical expert in addressing inquiries and resolving system -related issues specific to credit risk analysis and management tools. + Keep… more
    JPMorgan Chase (07/13/25)
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  • SVP - Ethics Sr Lead Officer (Hybrid)

    Citigroup (New York, NY)
    …significant matters to Citi's internal and external stakeholders (including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior ... Based in New York City, the Ethics Sr Lead Officer will report to an Ethics Sr Group Manager...the effective oversight of ethics-related investigations in US Personal Banking and Legacy Franchises and supporting the development, administration,… more
    Citigroup (07/15/25)
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  • Vice President, Sanctions Officer

    Raymond James Financial, Inc. (New York, NY)
    As the Vice President, Sanctions Officer , you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the Chief ... AML Officer , you'll be responsible for ensuring adherence to OFAC...Maintains oversight of the effectiveness of the sanctions screening systems , including testing, tuning, and validation of watchlist filters… more
    Raymond James Financial, Inc. (07/15/25)
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  • Sr Compliance Officer - Financial Crimes…

    KeyBank (NY)
    …not limited to, risk mitigation strategies, participation in new or existing system and operational implementation) + Lead the research, interpretation, summary, and ... laws and regulations, as applicable. + Collaborate with the Chief AML Officer , Financial Crimes Risk Management Directors, and other stakeholders on AML/OFAC… more
    KeyBank (07/30/25)
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  • Mortgage Loan Officer (Bilingual/Spanish)

    KeyBank (Port Chester, NY)
    …Main Street - Port Chester, New York 10573 **At KeyBank we deliver top-notch banking and financial services to our customers including a wide array of mortgage loan ... a preferred skill for this location.** **Job Summary** The Mortgage Loan Officer (MLO) assists clients with the origination of residential mortgage loans, including… more
    KeyBank (07/15/25)
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  • Credit Officer - FI coverage, Vice…

    MUFG (New York, NY)
    …recruitment team will provide more details. **Position Summary:** Credit Officer role covering counterparties/clients based in the Americas. **Primary ... and ensure approved limits are properly recorded in our systems . - + Will work with Legal and the...addition to covering a portfolio of counterparties the Credit Officer will support credit related projects and initiatives and… more
    MUFG (07/22/25)
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