- US Bank (New York, NY)
- …Chief Information Office collaborates with business partners (Consumer and Business Banking , Wealth Management and Investment Services, Corporate and Commercial ... Banking , Payment Services) as well as Risk and Corporate...- Typically more than eight years of applicable experience ** Preferred Skills/Experience** -Knowledge of IT application and general controls… more
- New York State Civil Service (Albany, NY)
- …our regulated financial institutions in support of DFS' efforts to enforce the Banking , Insurance and Financial Services laws. This may involve travel and undercover ... of enforcement, regulatory and licensing investigative activities, pursuant to the Banking , Insurance and Financial Services Laws and the Department's regulatory… more
- Raymond James Financial, Inc. (New York, NY)
- …comprehensive compliance program for Capital Markets, encompassing Equity Investment Banking , Equity Research, Institutional Equity Sales & Trading, Affordable ... in a related discipline required with a Master's degree preferred . Minimum of fifteen (15) years of Compliance, Legal,.... Minimum of fifteen (15) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry.… more
- BMO Financial Group (New York, NY)
- …to, fixed income, equities, electronic trading, prime brokerage, and investment banking . The broker-dealer CCO: + Improves team performance, recognizes and rewards ... SIE, and 24 required.** **Series 57, 63, and 79 preferred .** Strong knowledge of applicable securities laws, rules and...+ Knowledge of FICC, equities, prime brokerage, and investment banking services and regulatory requirements. + Serves as a… more
- Ryder System (Albany, NY)
- …procedures and provide user support materials + Assist with policy updates Banking Backup + Complete special projects and miscellaneous assignments as required ... required **Qualifications** + HS diploma/GED required + Bachelor's degree preferred + Four (4) years or more experience in...will never ask for any form of payment or banking details and will never solicit personal information outside… more
- Guidehouse (New York, NY)
- …in a similarly structured role; more than 5 years leadership experience is preferred + Minimum Degree Required: Bachelor's degree in Accounting or Finance + ... managing and supervising staff + Experience in systems implementations **Knowledge Preferred :** Demonstrates proven extensive knowledge in the following areas: +… more
- TD Bank (New York, NY)
- …Experience:** + Undergraduate degree + Holds or is working towards a CFA designation preferred for publishing analysts and associates + Masters or PhD preferred ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more
- TD Bank (New York, NY)
- …as ISDAs, GMRAs, and GMSLAs + Advising on entity optimization and structuring Preferred Qualifications: + Juris Doctorate + 5+ years of experience in a corporate ... Experience:** + Undergraduate degree and/or + 10+ years of relevant experience preferred + Accounting, financial or relevant professional designation preferred … more
- MUFG (New York, NY)
- …periodic reporting to senior management. Qualifications: + Minimum 10 years experience in banking with a focus on origination and distribution roles. + Minimum 5 ... policies. + Existing relationships with brokers, Insurers and managing general agents preferred . + Knowledge of Bank capital rules and regulations. + Experience with… more
- Mizuho Corporate Bank (New York, NY)
- …+ Professional certifications in financial crimes (eg ACAMS, CFCS, CFE) preferred . + Significant demonstrable experience in setting the algorithmic configuration and ... meet the highest standards and support organizational objectives is preferred . + Proficiency with Microsoft Excel and Word. +...Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and… more