- JPMorgan Chase (New York, NY)
- …knowledge of derivative products and enterprise risk management processes + Strong project manager and problem-solver with a pragmatic approach for successful ... **Summary** The Business Implementation and Regulatory Strategy (Americas) will be responsible for the...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- Mizuho Corporate Bank (New York, NY)
- …a sound understanding of the financial services industry (ie, banking , brokerage), technology and regulatory requirements.Demonstrate sufficient knowledge ... managing the audit process from initiation to completion and assisting the Group Manager with the administrative control of the Group. Job Description The technology… more
- BMO Financial Group (New York, NY)
- …FINRA, SEC, NYSE + Knowledge of FICC, equities, prime brokerage, and investment banking services and regulatory requirements. + Serves as a specialist resource ... to, fixed income, equities, electronic trading, prime brokerage, and investment banking . The broker-dealer CCO: + Improves team performance, recognizes and rewards… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... Firm. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Key… more
- TD Bank (New York, NY)
- …business areas and developing understanding of financial institution's products and regulatory requirements and obligations. + Demonstrative project management ... business areas and developing understanding of financial institution's products and regulatory requirements and obligations. + Demonstrative project management… more
- TD Bank (New York, NY)
- …Business Program Analyst III provides a broad range of analysis and/or project support in the development of business programs, including processes and procedures ... business programs disciplines, consulting principles, lines of businesses supported, banking industry, and product/customer markets + Knowledge of current and… more
- TD Bank (New York, NY)
- …the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. ... **Responsibilities:** + Advise business areas on firm policies and procedures, regulatory requirements and industry best practice. + Identify regulatory trends… more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...Policy, CRVD standards and other SMBC credit and compliance regulatory expectations. + Ensure that all Underwriting Policy and… more
- TD Bank (New York, NY)
- …stakeholders, ensuring that technology solutions align with business objectives, regulatory requirements, and emerging industry trends. The Director directly manages ... and implement a comprehensive Communication Surveillance program to address regulatory requirements globally. + Establish strong relationships with business, global… more
- TD Bank (New York, NY)
- …performance according to established Company policies and applicable legal and regulatory guidelines + May lead staff, assigning, prioritizing and monitoring work ... complex sales and marketing-related projects + Leads strategy meetings, creates project plans, implements projects and evaluates results, directing and using… more
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