- Scotiabank (New York, NY)
- Manager , US Operational and Data Risk **Requisition ID:** 220639 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline ... to results, in an inclusive and high-performing culture. **Global Banking and Markets** Global Banking and Markets...institution. + Working knowledge of Capital Markets and current regulatory environment in the Financial Services industry. + A… more
- TD Bank (New York, NY)
- …for this role include: + Provides or reviews/approves responses to regulatory agencies and Internal Audit. + Interacts directly and independently with ... auditors and regulatory agencies and provides approval for document submissions to...instances of non-compliance. + Works independently as the senior manager /subject matter expert and may coach and educate others.… more
- TD Bank (New York, NY)
- …Business:** Compliance **Job Description:** The Senior Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, ... or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional… more
- TD Bank (New York, NY)
- …this role. **Job Description:** Preferred Qualifications **Voice Recording Product Manager with deep expertise in enterprise communications infrastructure to manage ... infrastructure design, system integrations, capacity management and cost planning, and regulatory readiness across global trading environments. You will be the key… more
- Scotiabank (New York, NY)
- Senior Manager , Operational Risk **Requisition ID:** 212288 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline only. ... to results, in an inclusive and high-performing culture. **Senior Manager US Operational Risk, US Risk Management - New...US Risk Management - New York, NY** Global Transaction Banking (GTB) is the payments and transaction engine of… more
- TD Bank (New York, NY)
- …Treasury Liquidity Measurement - Analytics & Reporting function delivers critical regulatory and internal liquidity metrics & analytics and firm activities via ... regular regulatory and internal stress metric reporting, customized liquidity analysis,...dynamics, and advise internal partners and stakeholder + Exceptional project management and organizational skills, with the ability to… more
- TD Bank (New York, NY)
- …Crime Risk Management **Job Description:** **Department Overview:** The Senior Manager , Transaction Screening Capabilities and Delivery will oversee payment ... and engaging FCRM advisory groups when required. **Job Description:** The Senior Manager , Financial Crime Risk Business Oversight oversees the team and leads… more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...oversight processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP… more
- TD Bank (Staten Island, NY)
- …more specific details for this role. **Line of Business:** Personal & Commercial Banking **Job Description:** The Store Manager III develops, leads and ... talent, developing skills and capabilities to achieve career goals, support project /initiative success and achieve business results + Accountable for achieving both… more
- Raymond James Financial, Inc. (New York, NY)
- …Council (FFIEC); Office of Thrift Supervision (OTS); Federal Reserve System; state banking regulatory agencies. + Investment concepts, practices and procedures ... objectives and develops processes and procedures to ensure adherence to all regulatory requirements. + Monitors reporting. + Partners with business units to… more
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