- Bank of America (Charlotte, NC)
- …+ Continuous Improvement + Interpret Relevant Laws, Rules, and Regulations + Project Management + Regulatory Compliance + Stakeholder Management **Shift:** 1st ... Regulatory Reporting Controller II-CFO Charlotte, North Carolina **To...communication skills **Desired Qualifications:** + Degree in Accounting/Finance + Banking , Auditing, or relevant experience **Skills:** + Analytical Thinking… more
- Bank of America (Charlotte, NC)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial- Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25004657) **Job Description:** At Bank of America, we are… more
- TD Bank (Charlotte, NC)
- …as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within our ... strong background in regulatory compliance management, risk, or audit within the banking sector and ability to thrive in a dynamic environment is critical to… more
- TD Bank (Charlotte, NC)
- …dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of various US Corporate Functions and provides ... and challenge related to their Compliance Management System programs. The Compliance Manager will lead important projects and functions that assist the team by… more
- First Horizon Bank (Charlotte, NC)
- …location listed in job posting. **Key Responsibilities** **_CRA Exam Management & Regulatory Preparedness_** **:** + Coordinate and manage all aspects of CRA ... + Serve as an effective liaison with Federal Reserve and other regulatory agencies during CRA examinations and coordinate responses to exam-related inquiries and… more
- TD Bank (Charlotte, NC)
- …expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as… more
- TD Bank (Charlotte, NC)
- …standards. **About the Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O) with extensive experience building and ... programs. This critical role reports to the lead Governance Program Management Senior Manager and will lead the design and development of the Compliance Program… more
- TD Bank (Charlotte, NC)
- …of Business:** Finance **Job Description:** The Recovery and Resolution Planning Manager leads work streams within the Recovery and Resolution Planning function, ... maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and...to development of RRP documents and artifacts + Provides project management and administrative support to the team as… more
- TD Bank (Charlotte, NC)
- …relevant policies and procedures + Ensure governance documents align with regulatory expectations, internal standards, industry best practices, and enterprise risk ... Ensure the updating of relevant governance documentation adequately reflects evolving legal, regulatory , and industry best practices + Lead and draft responses to… more
- City National Bank (Charlotte, NC)
- *SR AUDIT MANAGER - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth ... the operational processes to meet bank policies and procedures and regulatory requirements, identify data analytic opportunities, analyze results of testing… more