- Marex (New York, NY)
- …Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed ... in line with below responsibilities: + Provide Compliance Advisory services to broker -dealer business lines. + Complete or assist in completing broker -dealer… more
- AON (New York, NY)
- Broker I, Excess casualty As part of an...and experience that will lead to success + Casualty broker with 3-5 years of experience. Will be asked ... to work directly with clients as lead broker or secondary broker to build excess casualty programs, as well as participate on new business opportunities. +… more
- MUFG (New York, NY)
- …team will provide more details. **Main Responsibilities:** The US and Canada Broker Dealer Treasury team is part of the HoldCo Treasury, Capital Management ... the Treasurer, the AVP will have involvement in all broker dealer treasury functions including funding and liquidity risk...and effectively transfer price for liquidity. + Develop Canadian broker dealer and enhance US broker dealer… more
- AON (New York, NY)
- Senior Private Equity Broker , Middle Market As part of an industry-leading team, you will help empower results for our clients by delivering innovative and effective ... solutions supporting commercial risk. As a Private Equity Broker you will report directly to the Private Equity...clients succeed. What the day will look like The Broker is responsible for the management of a sophisticated… more
- AON (New York, NY)
- Broker II - Marine Hull & Liability As part of...Aon Commercial Risk Solutions in New York City. As a Broker , you will report directly to the National Hull & ... Practice is structured to deliver global capabilities locally. As the world's leading broker , and as experts in marine coverages and market alternatives, Aon has… more
- TEKsystems (New York, NY)
- …- Conduct comprehensive Risk and Control Self-Assessments (RCSA) across broker -dealer operations, including trading, sales, operations, and support functions. - ... Reserve regulations such as Reg W and Reg D within the broker -dealer context, particularly in areas like intercompany transactions, liquidity management, and capital… more
- EPI (Rochester, NY)
- …will be maintained, the size of which is dictated by program management. The broker is expected to work with other members of the person supported's Circle of ... with services as well as health and safety. The Broker is required to maintain a flexible schedule to...schedule of persons supported and their designees. Key Tasks: Broker + Follow and adhere to all regulatory guidelines… more
- WTW (New York, NY)
- …Risk & Broking** Working under the guidance and direction of Senior Broker , the Associate Broker oversees day-to-day placement and broking responsibilities ... markets, and performing other duties as assigned. **The Role** The Associate Broker is primarily responsible for ensuring smooth underwriting processes. They are the… more
- USG Insurance Services, Inc. (New York, NY)
- Inside Broker Hours : 8:30-5:00 Local Time Location : Remote or hybrid, depending on your area Compensation : Based on Experience Offices : At USG, we empower our ... We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent...nurturing your success. The Role Itself As an Inside Broker you'll collaborate with brokers to provide efficient service… more
- AON (New York, NY)
- AON is looking for a Account Executive / Broker II - (Hybrid in New York City). As part of an industry-leading team, you will help empower results for our clients by ... risk solutions, in New York, NY. As an Account Executive/ Broker - Property & Casualty. You will report directly...2566062 AON is looking for a Account Executive / Broker II - (Hybrid in New York City). As… more