• Senior Compliance Analyst - Park Avenue Securities

    Guardian Life (Albany, NY)
    …of state insurance laws (inclusive of NAIC). + 3-5 years of broker -dealer and registered investment advisor compliance experience, with experience at an ... insurance-affiliated broker /dealer as a plus. + Prior examination, auditing or testing experience. + Series 7; 24 licenses required or obtained within 120 days. + A… more
    Guardian Life (09/10/25)
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  • Operational Risk Manager

    Marex (New York, NY)
    …appropriately, and actively supporting business areas in the lessons learnt. + Broker Error Management: Daily management of Broker Losses and reporting ... to help drive down total value, volumes and learn lessons. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that… more
    Marex (09/10/25)
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  • Director, Compliance - Regulatory Initiatives, TD…

    TD Bank (New York, NY)
    …and implement processes to streamline and standardize annual reporting to regulators across broker -dealers and swap dealers and draft relevant content + Act as a ... but not required. + 7-10 years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. +… more
    TD Bank (09/07/25)
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  • Risk Management - Credit Risk Vice President…

    JPMorgan Chase (New York, NY)
    …striving to be best-in-class. As a Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your analytical abilities and industry knowledge to ... + Manage exposure to a client base consisting of North American Banks, Broker Dealers, Fintechs, Credit Unions, Card Processors, and other financial institutions +… more
    JPMorgan Chase (09/06/25)
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  • M&A Due Diligence - SVP - Property & Casualty

    AON (New York, NY)
    …time. + Results oriented. + Proficiency with Word, Excel, Power Point. + Broker 's license + 10+ years of insurance experience are highly preferred. Preferred ... time. + Results oriented. + Proficiency with Word, Excel, Power Point. + Broker 's license + 10+ years of insurance experience are highly preferred. Preferred… more
    AON (09/06/25)
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  • Welcome Center Specialist II - US Remote

    Anywhere Real Estate (Rochester, NY)
    …Cartus revenue-generating products and services, including departure and destination broker referrals, mortgage, title and insurance services, CartusConnect + Obtain ... consent to refer customer to Anywhere Real Estate affiliated companies + Ensure product referral placement is in compliance with client policy + Manage a dynamic caseload of placed referrals ensuring customer satisfaction with assigned real estate agent +… more
    Anywhere Real Estate (12/02/25)
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  • HCM Account Executive

    Paylocity (Brooklyn, NY)
    …personal contacts and other sources + Build and maintain relationships within the Broker channel as well as other referral sources + Maintain contact with existing ... customers to determine needs for additional services + Attend trade shows, conferences and other events to promote Paylocity services + Meet or exceed quarterly and annual sales quota for your territory + Other duties as assigned Education and Experience + HS… more
    Paylocity (12/02/25)
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  • Financial Advisor Manager

    TD Bank (New York, NY)
    …Driver's License required **OCC Language:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities ... Laws. May (or may not) be a registered position under FINRA. + Must be eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule 3110(e), including: the Firm's obligation to… more
    TD Bank (12/02/25)
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  • Maintenance Mechanic-Engineering Facilities-Mount…

    Mount Sinai Health System (New York, NY)
    …up drains. + Performs rough carpentry work such as blocking opening causes by broker glass. + Forces open locked cabinets, doors, lockers, as requested by authorized ... personnel, after obtaining appropriate security clearance. + Investigates reports of fire, smoke, odor and other irregular occurrences, and takes appropriate action. + If assigned to Preventive Maintenance Shop. + Operates machine tools in production of… more
    Mount Sinai Health System (12/02/25)
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  • Family Development Coach

    New York Edge (Bronx, NY)
    …their support in ensuring programmatic quality for the youth we serve. + Help broker new partnerships aligned with student goals and needs. + Collaborate with all ... program partners on program delivery to align with the goals in relation to student achievement and performance. + Establish parent involvement in areas of advocacy, special events, daily operations, education, and trips. + Identify and utilize community… more
    New York Edge (12/02/25)
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