- Broadridge Financial Solutions (Edgewood, NY)
- …legal, marketing, and product groups. This includes client interactions with broker dealers and touch points with potential partners in fintech, market/industry ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- Zurich NA (New York, NY)
- …of underwriting + Establish new as well as develop existing agency and broker relationships + Working within limits and authorities on assignments of varying degrees ... with Microsoft Office Preferred Qualifications: + Bachelor's Degree + Established broker relationships. + Sales execution mindset + Creative problem-solving skills +… more
- OTC Markets Group Inc (New York, NY)
- …Link(R) Alternative Trading Systems (ATSs) provide critical market infrastructure that broker -dealers rely on to facilitate trading. Our innovative model offers ... regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker -dealer, member SIPC. Applicants have rights under the federal law: Equal Employment… more
- USG Insurance Services, Inc. (New York, NY)
- …and Houston Who We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent presence across the nation. ... coverages + Provide guidance and supervision to the team as requested by the Broker + Manage incoming calls from producers and companies + Foster strong working… more
- Kestra Financial (Kings Park, NY)
- …and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance + ... the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, and basic financial planning concepts.… more
- The Hartford (New York, NY)
- …and Agents Qualifications: * 5 + years of P&C Middle Market Broker -facing Carrier Underwriting experience required * Demonstrated success in developing and ... market and have the ability to travel within the assigned region given the broker facing sales nature of this role. * Compensation The listed annualized base pay… more
- MUFG (New York, NY)
- …and documentation submission required by the regulatory bodies for the broker -dealer's onboarding process + Assist with system configuration, setup, and testing ... a similar business analyst or market operations role, preferably within a broker -dealer or financial institution + Thorough understanding of financial markets, and… more
- Keith Titus Corp (Weedsport, NY)
- …while maintaining weekly sales targets for the assigned terminal. + Broker excess freight to carriers and sister terminals. + Demonstrates initiative ... Trends in Customer Orders. + Customer concerns or complaints. + Broker /Carrier/Sister-Terminal concerns or opportunities. + Communicate with drivers: + Dispatch… more
- JPMorgan Chase (Kingston, NY)
- …and services are offered through JP Morgan Securities LLC (JPMS), a registered broker -dealer and investment advisor, member of FINRA and SIPC. Annuities are made ... available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, NA are affiliated companies under the common control of JPMorgan Chase &… more
- M&T Bank (Williamsville, NY)
- …all necessary parties involved in a new loan application, including the customer, broker , all co-workers, and other external partners to ensure a seamless and ... positive experience + Work with various internal departments as well as external organizations to obtain processing related documentation or obtain necessary information needed to complete an application ie: Verification of Employment, IRS Transcripts, title… more