- BMO Financial Group (New York, NY)
- …Compliance ("FICC") team in New York with a focus on FINRA and SEC broker -dealer requirements and corresponding oversight. We are looking for someone to work closely ... with the Fixed Income Lines of Business ("LOBs") as well as ancillary interaction with Currencies, and Commodities LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are met. You will have a specific focus on… more
- Santander US (Brooklyn, NY)
- …defined on a quarterly basis. * Maintain compliance with all applicable bank, broker /dealer, State and Federal regulations associated with the sale of investment and ... insurance products including Santander Policy Statement governing the sale of uninsured products. * When appropriate, provide leads to branch personnel for the sale of other bank products and services such as deposit accounts and loans. * Attend and actively… more
- AIG (New York, NY)
- …You will also play a key role in new business development, including attending broker events and building new relationships across the market. What you'll need to ... succeed + Proven underwriting experience in Professional Liability/Cyber, Financial Lines and a successful record of selling products to clients. + Deep technical expertise. + Advanced knowledge of the US Financial Lines business (D&O, EPL, PTL, Cyber,… more
- Guardian Life (New York, NY)
- …we accelerate our digital capabilities across product, experience, benefits administration, and broker technology. Our goal is to cement our market leading position ... and innovate using technology to capitalize on new market opportunities. This is a unique opportunity to shape the future of Group Benefits and deliver meaningful change for our customers and partners **You Will:** + Translate BenTech product vision and… more
- New York State Civil Service (Albany, NY)
- …reports for review by the unit Manager.Assist in the evaluation of broker -dealer and other service provider performance.Assist with the development and maintenance ... of the Bloomberg trading system, including the set-up and maintenance of reports, interfaces, and troubleshooting.Assist in the preparation and maintenance of schedules with a moderate level of difficulty.Assist in the preparation of management reports.Assist… more
- YMCA of Greater Rochester (Rochester, NY)
- …and power equipment. . Prepare data and information requested by the YMCA insurance broker as part of the renewal process. . Administer the YMCA's youth serving ... volunteer program including the tracking of applications, forms and training records. . Assist with the general insurance needs including requesting policies, COI from and for outside parties. . Serve as primary administrative contact for insurance related… more
- Thrivent Financial (Albany, NY)
- …credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check for more information about our financial advisors. Thrivent provides ... Equal Employment Opportunity (EEO) without regard to race, religion, color, sex , gender identity, sexual orientation, pregnancy, national origin, age, disability, marital status, citizenship status, military or veteran status, genetic information, or any… more
- WTW (New York, NY)
- …and prioritization skills are essential + Bachelor's Degree + Valid insurance broker license required. + Strong communication skills (verbal and written), along with ... proficiency in numerical analysis, presentation, and organization. + Exceptional interpersonal skills, including the ability to build and maintain long-term relationships. + A broad understanding of property and casualty insurance policies, coverage types, and… more
- Zurich NA (Queens County, NY)
- …Qualifications: + Bachelor's degree + Established relationships with Property & Casualty broker partners + Strong verbal and written communication skills + CPCU and ... ARM a plus Your pay at Zurich is based on your role, location, skills, and experience. We follow local laws to ensure fair compensation. You may also be eligible for bonuses and merit increases. If your expectations are above the listed range, we still… more
- CRC Insurance Services, Inc. (New York, NY)
- …our team you will generate new business by developing relationships with broker partners. The Account Service Division (ASD) at CRC Benefits (formerly BenefitMall) ... partners with brokers to manage existing books of business. The ideal candidate will have established selling relationships with large insurance brokers. To be successful in this position candidates must have strong multitasking and organizational skills,… more