• Broker Dealer Regulatory Governance…

    SMBC (New York, NY)
    …as business is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function ... compliance support across the Advisory Function with respect to broker -dealer-applicable regulatory engagements, support function coordination, governance and reporting.… more
    SMBC (10/09/25)
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  • Associate, Broker -Dealer Private Side…

    SMBC (New York, NY)
    …to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as ... years of regulatory and/or advisory compliance experience at a broker dealer. + A solid foundation in US securities...solid foundation in US securities laws and regulations and broker dealer operations, products and services. + Ability to… more
    SMBC (10/13/25)
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  • Vice President/ Broker II - FSG

    AON (New York, NY)
    Currently we have an exciting career opportunity for a Broker II (FSG) within Aon Commercial Risk Solutions' Financial Services Group ("FSG"). Are you ready to begin ... #LI-HYBRID 2567297 Currently we have an exciting career opportunity for a Broker II (FSG) within Aon Commercial Risk Solutions' Financial Services Group ("FSG").… more
    AON (11/27/25)
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  • Vice President, Broker Dealer Claims

    AIG (New York, NY)
    …the way we help customers to manage risk. Join us as a Vice President, Broker Dealer Claims to play your part in that transformation. It's an opportunity to grow ... summary of the role including value proposition. + Manage a claims team handling broker dealer claims, including direct handling of claims as needed. + Train and… more
    AIG (11/24/25)
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  • Account Executive and Broker II,…

    AON (New York, NY)
    Account Executive/ Broker II - (Professional Liability) New York (hybrid) Provide detailed support to Managing Director/Practice Leaders on complex Professional ... the applicable plan documents and policies. #LI-BK1 #HYBRID 2548714 Account Executive/ Broker II - (Professional Liability) New York (hybrid) Provide detailed support… more
    AON (10/16/25)
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  • Account Executive/ Broker II, Professional…

    AON (New York, NY)
    We're looking for an experienced Account Executive/ Broker II to support our Managing Director and Practice Leaders in placing complex Professional Liability, ... and policies. #LI-HYBRID #LI-CC1 2564610 We're looking for an experienced Account Executive/ Broker II to support our Managing Director and Practice Leaders in… more
    AON (09/19/25)
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  • Broker Assistant

    CRC Insurance Services, Inc. (New York, NY)
    …**Please review the following job description:** Serves as a partner to Broker providing superior support regarding all policies and key accounts. Provides high ... quality service to agents and companies. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may… more
    CRC Insurance Services, Inc. (11/24/25)
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  • SP - Associate Broker

    CBRE (New York, NY)
    SP - Associate Broker Job ID 248420 Posted 17-Nov-2025 Service line Advisory Segment Role type Full-time Areas of Interest Sales/Brokerage Location(s) New York City ... - New York - United States of America **About the Role:** As a CBRE SP-Associate, you will be responsible for developing business, marketing commercial real estate properties, and negotiating the leasing terms, purchase, or sale of an asset on behalf of… more
    CBRE (11/18/25)
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  • Broker -Dealer Operations Specialist

    Guardian Life (New York, NY)
    This is an exceptional chance to join Guardian Life as a Broker -Dealer Operations Specialist and be a key player on our Park Avenue Securities team! You will help ... implement flawless strategies with our advanced technologies, contributing to our world-class service! **You are** + A consummate professional with excellent verbal and written communication skills + Self-motivated and goal-oriented + Patient, empathetic,… more
    Guardian Life (11/11/25)
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  • Support Broker (Part-Time)

    The ARC of Madison Cortland (Oneida, NY)
    Support Broker (Part-Time) Oneida, NY (http://maps.google.com/maps?q=634+Birchwood+Dr+Oneida+NY+USA+13421) Job Type Part-time Description The Arc Madison Cortland is ... the better opportunity you've been looking for! Join our team and be a part of empowering the individuals we serve! SUMMARY:Assist individual to develop self-directed budget and with ongoing management of self-directed budget and services. Manage and direct… more
    The ARC of Madison Cortland (09/16/25)
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